Finding 399905 (2023-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-06-04

AI Summary

  • Core Issue: The Corporation has a material weakness in internal control over financial reporting due to reliance on cash basis accounting instead of the required accrual basis.
  • Impacted Requirements: Financial statements must be prepared in accordance with GAAP, which the Corporation is currently failing to do effectively.
  • Recommended Follow-Up: Management should assess internal staff capacity to improve controls over financial reporting, despite the challenges of limited personnel.

Finding Text

Financial Statement Preparation Type of Finding:  Material Weakness in Internal Control over Financial Reporting Condition: The Corporation prepares certain accounts on the cash basis of accounting. As part of the audit, these accounts were converted to the accrual basis as required by accounting principles generally accepted in the United States of America. Audit adjustments were also made to record depreciation and amortization. The Corporation also engages CliftonLarsonAllen LLP (CLA) to assist in preparing its financial statements and accompanying disclosures. Criteria or Specific Requirement: A strong system of internal controls requires the Corporation to prepare its own accounting records and financial statements in accordance with accounting principles generally accepted in the United States of America. Cause: The Corporation engages CLA to assist in this process. However, the Corporation has reviewed and approved the annual financial statements and the related disclosures. Effect: This increases the risk of material omissions or other errors in financial statements and accompanying disclosures. Repeat Finding: Yes. Prior year finding 2022-002. Recommendation: Management should continue to evaluate their internal staff capacity to determine if an internal control policy over the annual financial reporting is beneficial. Views of Responsible Officials and Planned Corrective Actions: This condition is inherent in operations which, for sound economic reasons, must function with a small number of office personnel. Correction of this condition would require the employment of additional office personnel. We will continue to monitor financial reports and accounting information as correction of this condition is not practical.

Corrective Action Plan

Recommendation: Management should continue to evaluate their internal staff capacity to determine if an internal control policy over the annual financial reporting is beneficial. Views of Responsible Officials and Planned Corrective Actions: This condition is inherent in operations which, for sound economic reasons, must function with a small number of office personnel. Correction of this condition would require the employment of additional office personnel. We will continue to monitor financial reports and accounting information as correction of this condition is not practical.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 399903 2023-001
    Material Weakness Repeat
  • 399904 2023-001
    Material Weakness Repeat
  • 399906 2023-002
    Material Weakness Repeat
  • 399907 2023-003
    -
  • 399908 2023-003
    -
  • 976345 2023-001
    Material Weakness Repeat
  • 976346 2023-001
    Material Weakness Repeat
  • 976347 2023-002
    Material Weakness Repeat
  • 976348 2023-002
    Material Weakness Repeat
  • 976349 2023-003
    -
  • 976350 2023-003
    -

Programs in Audit

ALN Program Name Expenditures
14.155 Mortgage Insurance for the Purchase Or Refinancing of Existing Multifamily Housing Projects $5.01M
14.195 Section 8 Housing Assistance Payments Program $1.21M