Finding 399330 (2023-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-05-31

AI Summary

  • Core Issue: The Organization failed to submit audited financial statements to HUD on time, violating both HUD regulations and Uniform Guidance.
  • Impacted Requirements: Financial statements were not filed within 90 days post fiscal year-end, nor was the audit completed within the required 30 days after the auditor's report.
  • Recommended Follow-Up: Management should establish internal controls to ensure timely filing of audited financial statements with HUD in the future.

Finding Text

Criteria: Per the regulatory agreement, the Project is required to submit audited financial statements to HUD within 90 days of a Project’s fiscal year end. In addition, Uniform Guidance 2 CFR Subpart F 200.512, the audit must be completed and the data collection form and reporting package submitted within the earlier of 30 days after receipt of the auditor’s report, or nine-months after the end of the audit period. Condition: The Organization did not meet its financial statement filing requirements under both HUD regulations and those under Uniform Guidance for the year ended. Cause: Additional time was required to obtain certain information to complete the financial statement audit. Effect: HUD does not have the financial information of the project available for review. HUD may request the holder of the note declare the note immediately due for non-compliance with the regulatory agreement. Recommendation: We recommend that management implement internal controls to ensure that the audited financial statements are filed with HUD in accordance with the regulatory agreement. Views of Responsible Officials: The Organization will follow the HUD filing requirements of the regulatory agreement going forward. The financial statements for the year ended April 30, 2023, were submitted electronically to HUD on May 14, 2024. Condition Status: Completed Repeat Finding: No

Corrective Action Plan

Comments on Finding and Recommendations: We concur that our required financial filings were not made timely with HUD. We agree with the auditor’s recommendations. Planned Corrective Action: We will follow the HUD filing requirements of the regulatory agreement going forward. The financial statements for the year ended April 30, 2023 have not been submitted electronically to HUD.

Categories

HUD Housing Programs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 399324 2023-001
    Significant Deficiency Repeat
  • 399325 2023-001
    Significant Deficiency Repeat
  • 399326 2023-002
    Significant Deficiency
  • 399327 2023-002
    Significant Deficiency
  • 399328 2023-003
    Significant Deficiency
  • 399329 2023-003
    Significant Deficiency
  • 399331 2023-004
    Significant Deficiency
  • 975766 2023-001
    Significant Deficiency Repeat
  • 975767 2023-001
    Significant Deficiency Repeat
  • 975768 2023-002
    Significant Deficiency
  • 975769 2023-002
    Significant Deficiency
  • 975770 2023-003
    Significant Deficiency
  • 975771 2023-003
    Significant Deficiency
  • 975772 2023-004
    Significant Deficiency
  • 975773 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $259,178