Finding 39920 (2022-002)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-05-15
Audit: 48526
Organization: Pasco Chamber of Commerce (WA)

AI Summary

  • Core Issue: The Chamber lacks specific policies on procurement and suspension/debarment, leading to non-compliance with federal requirements.
  • Impacted Requirements: Failure to adhere to 2 CFR ?200.318 and ?200.213 may jeopardize future funding and violate contract terms.
  • Recommended Follow-Up: Develop and approve procurement and suspension/debarment policies aligned with federal standards, ensuring board oversight.

Finding Text

Criteria: Under 2 CFR ?200.318, a non-federal entity must use its own documented procurement procedures which reflect applicable state, local, and tribal laws and regulations, provided that the procurements conform to applicable Federal law and the standards. Furthermore, ?200.213 states non-federal entities are subject to the non-procurement debarment and suspension regulations implementing Executive Orders 12549 and 12689, 2 CFR part 180. These regulations restrict awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from or ineligible for participation in federal assistance programs or activities. Condition: During audit procedures performed, we noted that the Chamber does not have a specific policy on procurement or suspension and debarment, and does not have procedures in place to ensure that it complies with federal procurement requirements. Questioned Costs: Unknown Context: The Chamber lacks specific policies on procurement or suspension and debarment, and does not have procedures in place to ensure compliance with federal procurement requirements. Cause: The Chamber was unaware of the policy requirements as this is the first single audit the Chamber has been through in addition to the speed in which the funds were spent due to COVID-19 and the emergency it created for businesses in the area. Effect: Failure of the Chamber to comply with the audit requirements may constitute a violation of the contract and may result in the withholding of future payments. Recommendation: We recommend that the Chamber adopt a procurement and suspension and debarment policy that is in accordance with the requirements established by the Uniform Guidance. Furthermore, we recommend that these policies are approved by the board of directors. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

ARPA Business Support Program ? Assistance Listing No. 21.027 Recommendation: We recommend the Chamber adopt a procurement and suspension and department policy that is in accordance with requirements established by the Uniform Guidance. Furthermore, we recommend these policies are approved by the board of directors. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The Chamber is not expecting to receive federal funds exceeding the $750,000 single audit threshold in the future. However, the Chamber will review 2 CFR ? 200.318 and 200.213 while preparing the procurement and suspension and debarment policies to ensure Uniform Guidance standards are followed. Name of the contact person responsible for corrective action: Colin Hastings, Executive Director Planned completion date for corrective action plan: May 2023

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 39919 2022-001
    Significant Deficiency
  • 616361 2022-001
    Significant Deficiency
  • 616362 2022-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.95M