Finding 399077 (2023-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-05-31

AI Summary

  • Core Issue: IFPRI failed to document the required screening of a vendor for suspension and debarment, despite having a policy in place.
  • Impacted Requirements: Compliance with procurement policies, specifically the use of the Lexis Nexis Bridger Insight XG tool for vendor screening.
  • Recommended Follow-Up: Strengthen internal controls to ensure proper documentation and adherence to suspension and debarment policies.

Finding Text

Finding 2023-001: Procurement, Suspension and Debarment Federal agency: United States Agency of International Development Pass-through entity: The University of Arizona Program: Policy, Evidence, Analytics, Evidence, Research and Learning (PEARL) Assistance listing number: 98.001 Federal award identification number: 720RFS22IO00003 Criteria: IFPRI’s procurement and assistance policy and procedures manual states that potential research partners, vendors and other parties shall be screened for exclusion from donor and government-required debarment, suspension, and other sanctions by using the Lexis Nexis Bridger Insight XG tool. Condition and context: IFPRI did not follow its suspension and debarment policy for one vendor with a procurement action of $88,000. Cause: IFPRI did not follow its suspension and debarment policy for one vendor by not properly documenting that this vendor went through suspension and debarment within the Lexis Nexis Bridger Insight XG tool at the time of the awarding of the contract. Effect: Given though the vendor in this matter is not suspended or debarred, IFPRI did not have that documented knowledge at the time of the awarding of the contract. Questioned costs: None Repeat finding: No Recommendation: We recommend management enhance its internal controls around suspension and debarment satisfying the compliance requirement detailed above. Views of responsible individuals: Management agrees with the finding and recommendation. See corrective action plan for further information.

Corrective Action Plan

Finding 2023-001: Procurement, Suspension and Debarment Name of Responsible Official: James Fields Anticipated Completion Date: Already Completed Condition: IFPRI did not follow its suspension and debarment policy for one vendor with a procurement action of $88,000. Cause: IFPRI did not follow its suspension and debarment policy for one vendor by not properly documenting that this vendor went through suspension and debarment within the Lexis Nexis Bridger Insight XG tool at the time of the awarding of the contract. Effect: Given though the vendor in this matter is not suspended or debarred, IFPRI did not have that documented knowledge at the time of the awarding of the contract. Corrective Action Plan: IFPRI has a Sanction Compliance Program in place. As Standard practice, app partners/vendors, perspective new hires, and other parties including the owner(s) of partner organizations must be screened using the LexisNexis Bridget Insight XG5 application (XG5). This is a fully integrated compliance tool that allows users to screen names of individuals and businesses/organizations against various screening lists (watchlists) preloaded and updated in the system. Currently, IFPRI subscribes to the following watchlists through XG5: EPLS, EU Consolidated List, HM Treasury Sanctions, OFAC Non-SDN Entities, OFAC Sanctions, OFAC SDN, OSFI Consolidated List, UK Hm Treasury List, UN Consolidated List, and World Bank ineligible Firms.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 975519 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
98.001 Usaid Foreign Assistance for Programs Overseas $6.50M
98.RD Myanmar Agriculture Policy Support Activity (mapsa) $3.54M
98.008 Food for Peace Development Assistance Program (ep) $1.44M
98.RD Evaluating Impact and Building Capacity: An Egypt $951,000
98.RD Comprehensive Africa Agriculture Development $551,000
98.RD Feed the Future Uganda Biosafety Activity $390,000
10.608 Food for Education $347,000
47.083 Food for Education $114,000
85.002 McC Foreign Assistance for Overseas Programs $108,000
98.007 Food for Peace Development Assistance Program (dap) $71,000
98.RD Socio-Economic Analysis of 3 R-Gene Lbr Biotech Potato in Africa and Asia $34,000
85.RD Advisory Services – Program Management for Development and Implementation Within the Agricultural Sector $33,000
10.RD Global Agleader: Development of Leadership and Global Competency to Enhance Recruitment of Minority Students in Agriculture $33,000
98.RD Feed the Future (ftf) Innovation Lab for Food Systems for Nutrition $15,000
43.001 Science $6,000
10.960 Technical Agricultural Assistance $2,000