Finding 398384 (2022-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-05-23
Audit: 307068
Organization: Farestart (WA)

AI Summary

  • Core Issue: Internal controls over financial reporting failed to ensure accurate reporting of federal awards, leading to misstatements.
  • Impacted Requirements: The organization must maintain controls for the accuracy and completeness of federal award information in financial statements.
  • Recommended Follow-Up: Train staff on federal reporting, centralize grant documentation, and establish a monthly accrual process for public contracts.

Finding Text

as a Repeat Finding: Elements of this finding are a repeat of Finding 2021-002 Finding: Internal control processes over financial reporting did not ensure the complete and accurate reporting of federal awards presented on the Schedule of Expenditures of Federal Awards. Criteria: The Organization is responsible for establishing and maintaining controls over the accuracy and completeness of the program information and expenditure amounts reported on the schedule of expenditures of federal awards as part of the financial statement close process. Sample Size and Population: Sampling was not applicable to this finding. Condition and Cause: The SEFA initially prepared for audit incorrectly included contracts for which FareStart provided services as a vendor rather than as a subrecipient because it was prepared by individuals unfamiliar with the reporting distinction of the classification. Additionally, the awards for which FareStart served as a subrecipient were misstated due to the accrual error identified in Finding 2022-001 that resulted from the high volume of accounting and finance staff turnover at the beginning of the fiscal year. Effect: Cumulatively, the errors noted above resulted in the misstatement of major program expenditures that prompted a preliminary conclusion that a Single Audit was not required for 2022. Furthermore, the errors caused delays in audit completion resulting in the late submission to the Federal Audit Clearinghouse as noted in Finding 2022-003. Recommendations:  Educate staff regarding federal award reporting requirements.  Maintain centralized documentation of government grants that identifies the source of funding and nature of the contract.  Develop and implement a process to ensure that all public contracts are accrued for monthly. Questioned Costs: None Management Response: Management response is reported in the “Corrective Action Plan” at the end of this report. Contact Person: Carolyn Bardon, Senior Vice President of Finance

Categories

Reporting

Other Findings in this Audit

  • 398382 2022-002
    Material Weakness Repeat
  • 398383 2022-003
    Material Weakness
  • 398385 2022-003
    Material Weakness
  • 398386 2022-003
    Material Weakness
  • 398387 2022-003
    Material Weakness
  • 974824 2022-002
    Material Weakness Repeat
  • 974825 2022-003
    Material Weakness
  • 974826 2022-002
    Material Weakness Repeat
  • 974827 2022-003
    Material Weakness
  • 974828 2022-003
    Material Weakness
  • 974829 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $181,805
21.027 Coronavirus State and Local Fiscal Recovery Funds $130,697