Finding 397981 (2023-003)

- Repeat Finding
Requirement
C
Questioned Costs
-
Year
2023
Accepted
2024-05-20

AI Summary

  • Core Issue: Required deposits to the Reserve for Replacement account were not made for 2022 and 2023, totaling $29,014.
  • Impacted Requirements: Compliance with HUD Handbook 4350.1 mandates monthly deposits to the Reserve for Replacement account.
  • Recommended Follow-Up: Ensure monthly deposits are made to the Reserve for Replacement account starting in 2024, following the recent rent increase.

Finding Text

FINDINGS - MAJOR FEDERAL AWARD PROGRAM AUDIT (CONTINUED) Department of Housing and Urban Development Finding, 2023-003: Major Program: Supportive Housing for the Elderly (Section 202 Capital Advance - Accumulated Balance), Federal Assistance Listing Number 14.157 STATEMENT OF CONDITION All required deposits were not made to the Reserve for Replacement account for the years ended December 31, 2023 and 2022, totaling $5,727 and $24,287 outstanding as of December 31, 2023. CRITERIA HUD Handbook 4350.1 Revision 1 for HUD Subsidized Multifamily Housing Programs requires owners to make monthly deposits to the Reserve for Replacement account based on the Project’s monthly deposit authorized by HUD. EFFECT OF CONDITION Management did not make all required deposits to the Reserve for Replacement account in 2023. CONTEXT During audit fieldwork, the Reserve for Replacement accounts were tested for compliance with required monthly deposits. Insufficient monthly deposits were noted on the bank statements. CAUSE OF CONDITION Management did not make all monthly deposits to the Reserve for Replacement account due to cash flow issues during 2023. RECOMMENDATION The auditor recommends the Reserve for Replacement be properly funded on a monthly basis. VIEWS OF RESPONSIBLE OFFICIALS AND PLANNED CORRECTIVE ACTIONS The Project has suffered dramatically from the results of COVID-19. During all years prior to 2022, the Reserve for Replacement has been in compliance. Although HUD did help with small COVID-19 grants, it was not sufficient to overcome the costs. Properties of 50-units and less suffered far more during COVID-19 than the larger developments due to the economies of scale. It should be noted that in addition to the Reserve for Replacement that was not funded in 2023, the property management firm was also not paid $24,523. Management received a substantial rent increase in June 2023 and plans to make all required deposits in 2024 when they will begin to see the effects of this increase.

Corrective Action Plan

FINDINGS - MAJOR FEDERAL AWARD PROGRAM AUDIT Department of Housing and Urban Development Finding, 2023-003: Major Program: Supportive Housing for the Elderly (Section 202 Capital Advance - Accumulated Balance), Federal Assistance Listing Number 14.157 RECOMMENDATION The auditor recommends the Reserve for Replacement be properly funded on a monthly basis. ACTION TAKEN The Project has suffered dramatically from the results of COVID-19. During all years prior to 2022, the Reserve for Replacement has been in compliance. Although HUD did help with small COVID-19 grants, it was not sufficient to overcome the costs. Properties of 50-units and less suffered far more during COVID-19 than the larger developments due to the economies of scale. It should be noted that in addition to the Reserve for Replacement that was not funded in 2023, the property management firm was also not paid $24,523. Management received a substantial rent increase in June 2023 and plans to make all required deposits in 2024 when they will begin to see the effects of this increase.

Categories

HUD Housing Programs

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly (section 202 Capital Advance - Accumulated Balance) $4.81M
14.871 Section 8 Housing Choice Vouchers $338,600
14.871 Covid-19 Supplemental Payments $7,087