Finding 395984 (2022-008)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2024-05-06

AI Summary

  • Core Issue: One patient was found ineligible due to missing documentation for eligibility testing.
  • Impacted Requirements: Internal controls and policies for documenting eligibility determinations were not effectively implemented.
  • Recommended Follow-Up: Create a checklist for required documentation and establish a secondary review process for eligibility determinations.

Finding Text

Condition: During our review of compliance over eligibility, we identified one ineligible patient related to eligibility testing due to missing documentation to support eligibility determination. Criteria: Eligibility Control Activities including written policies to provide direction for making and documenting eligibility determinations, procedures to calculate eligibility amounts are consistent with program requirements, and a process for periodic eligibility re-determinations in accordance with program requirements are required to ensure only eligible individuals are receiving assistance using federal funding. Cause: Internal controls over eligibility compliance requirements were not properly designed and were not placed in operation. Management is responsible for compliance with requirements over Eligibility and for the design, implementation, and maintenance of effective internal controls over compliance with the requirements of laws, statutes, regulations, rules, and provisions of grant agreements applicable to its federal program. Effect: As a result of this condition, patient medical records include missing information regarding patient’s eligibility to receive medical assistance using federal funding. Recommendation: We recommend BAIHP implement a checklist detailing what documentation is required and what must be retained when determining a patient is eligible for benefits under the program and should include a secondary review of the patient file by someone other than the preparer.

Categories

Eligibility

Other Findings in this Audit

  • 395979 2022-007
    Material Weakness
  • 395980 2022-007
    Material Weakness
  • 395981 2022-007
    Material Weakness
  • 395982 2022-008
    Significant Deficiency
  • 395983 2022-008
    Significant Deficiency
  • 972421 2022-007
    Material Weakness
  • 972422 2022-007
    Material Weakness
  • 972423 2022-007
    Material Weakness
  • 972424 2022-008
    Significant Deficiency
  • 972425 2022-008
    Significant Deficiency
  • 972426 2022-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.441 Indian Self-Determination $549,403
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $268,261
93.654 Indian Health Service Behavioral Health Programs $257,068
93.237 Special Diabetes Program for Indians_diabetes Prevention and Treatment Projects $181,672
93.193 Urban Indian Health Services $139,092
93.284 Injury Prevention Program for American Indians and Alaskan Natives_cooperative Agreements $32,000