Finding 395692 (2022-002)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2024-05-02
Audit: 305324
Organization: Saleian Missions, Inc. (NY)
Auditor: Bdo USA PC

AI Summary

  • Core Issue: Inadequate documentation for eligibility of 12 out of 40 beneficiaries in the Overseas Refugee Assistance Programs.
  • Impacted Requirements: Compliance with federal regulations (CFR Section 200.403(g)) requiring sufficient documentation for eligibility under federal awards.
  • Recommended Follow-Up: Implement policies to ensure subrecipients maintain proper documentation for beneficiaries before they receive benefits.

Finding Text

2022-002 – Eligibility (Significant Deficiency) Information on Federal Program: U.S. State Department. Award Listing Number 19.517 Overseas Refugee Assistance Programs for Africa: Sunrise Project, Cairo Urban Refugees VII U.S. State Department. Award Listing Number 19.517 Overseas Refugee Assistance Programs for Africa: Sunrise Project, Cairo Urban Refugees VIII Criteria: The Code of Federal Regulations Section 200.403(g) states that for eligibility under federal awards, they must be adequately documented and there must be sufficient documentation which should be maintained. Condition: During our testing of eligibility, we noted that management could not provide adequate supporting documentation for 12 of 40 beneficiaries sampled. Cause: Policies and procedures were not implemented by the awarded agency to require subrecipients to maintain documents to support that beneficiaries who received benefits meet the eligibility requirement for those benefits. Effect or Potential Effect: Expenses of $13,656 may have been improperly charged to the program for the services provided to these individuals. While management notes that prior to providing benefits under this program information is checked and verified for eligibility, BDO was unable to confirm the eligibility of the beneficiaries via review of supporting documentation for 12 of 40 beneficiaries tested.   Questioned Costs: During the year ended December 31, 2023, the average cost of the participants in the program was $1,138 per participant, therefore, for the 12 participants whose support couldn’t be provided, the estimated question cost is calculated as $1,138 x 12 = $13,656. Context: We tested a sample of 40 participants and found 12 exceptions as noted in the condition. This is a condition identified per review of the Organization’s compliance with specified requirements using a statistical sample. Recommendation: We recommend that the Organization implement policies and procedures that would require subrecipients to maintain adequate supporting documentation for beneficiaries prior to them receiving benefits. Views of Responsible Officials: The Organization agrees with the federal award finding identified in the audit. The Organization’s response to this finding is described in the accompanying management’s planned corrective actions.

Corrective Action Plan

Finding Number: 2022-002 - Eligibility Programs: U.S. State Department. Award Listing Number 19.517 Overseas Refugee Assistance Programs for Africa: Sunrise Project, Cairo Urban Refugees VI U.S. State Department. Award Listing Number 19.517 Overseas Refugee Assistance Programs for Africa: Sunrise Project, Cairo Urban Refugees VII. Planned Corrective Action: Management has adjusted its internal policy related to files maintained related to eligibility. Due to the timing of the finding the first full period that this can be implemented will be in fiscal 2024. Person Responsible: Daniel DeFilippis, Controller Expected Completion Date: December 31, 2024

Categories

Questioned Costs Subrecipient Monitoring Eligibility Significant Deficiency

Other Findings in this Audit

  • 395691 2022-001
    Significant Deficiency
  • 395693 2022-001
    Significant Deficiency
  • 395694 2022-001
    Significant Deficiency
  • 395695 2022-001
    Significant Deficiency
  • 395696 2022-001
    Significant Deficiency
  • 395697 2022-002
    Significant Deficiency
  • 972133 2022-001
    Significant Deficiency
  • 972134 2022-002
    Significant Deficiency
  • 972135 2022-001
    Significant Deficiency
  • 972136 2022-001
    Significant Deficiency
  • 972137 2022-001
    Significant Deficiency
  • 972138 2022-001
    Significant Deficiency
  • 972139 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
19.517 Overseas Refugee Assistance Programs for Africa $145,280
98.006 Foreign Assistance to American Schools and Hospitals Abroad (asha) $50,502
98.003 Ocean Freight Reimbursement Program (ofr) $35,686