Finding 393786 (2021-012)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-04-19
Audit: 303983
Auditor: Eide Bailly

AI Summary

  • Core Issue: The Authority failed to provide signed copies of required HUD reports and did not submit revisions on time.
  • Impacted Requirements: Compliance with reporting criteria for HUD-52663 and HUD-52681 is essential for proper funding.
  • Recommended Follow-up: Implement better controls to ensure timely submission of reports and maintain copies of all submitted documents.

Finding Text

U.S. Department of Housing and Urban Development ‐ CFDA #14.182 / 14.856 Section 8 Project‐based Cluster Applicable Federal Award Number and Year – Section 8 Project‐based Cluster ‐ 2021 Reporting Significant Deficiency in Internal Control over Compliance Criteria – The Program requires the Authority to submit reports HUD‐52663, Requisition for Partial Payment of Annual Contributions, which is submitted quarterly, and HUD‐52681, Voucher for Payment of Annual Contributions and Operating Statement, which is submitted annually. Condition – The Authority was not able to provide us with signed and dated copies for all the original HUD‐52663 and HUD‐52681 reports submitted for 2021. In addition, the Authority did not timely submit revised HUD‐52663 and HUD‐52681 reports after the Authority had received notification from certain landlords who were opting out of the Mod Rehab program in 2021. Questioned Costs – None Reported. Context/Sampling – N/A. Effect – Failure to implement and maintain a proper control process resulted in improper funding from HUD and having to repay HUD for the overpayments. Cause – The Authority has experienced significant staff turnover and the Authority’s controls are currently not adequately designed and operating. Repeat Finding from Prior Year – No. Recommendation – The Authority should implement controls to ensure that amended reports are submitted timely to HUD and that copies of all reports that have been submitted are maintained. Views of Responsible Officials – Management agrees with the finding.

Categories

HUD Housing Programs Reporting Significant Deficiency

Other Findings in this Audit

  • 393781 2021-003
    Material Weakness Repeat
  • 393782 2021-003
    Material Weakness Repeat
  • 393783 2021-011
    Significant Deficiency
  • 393784 2021-012
    Significant Deficiency
  • 393785 2021-011
    Significant Deficiency
  • 393787 2021-004
    Material Weakness Repeat
  • 393788 2021-005
    Material Weakness Repeat
  • 393789 2021-006
    Significant Deficiency Repeat
  • 393790 2021-004
    Material Weakness Repeat
  • 393791 2021-005
    Material Weakness Repeat
  • 393792 2021-006
    Significant Deficiency Repeat
  • 393793 2021-007
    Material Weakness Repeat
  • 393794 2021-008
    Significant Deficiency Repeat
  • 393795 2021-009
    Significant Deficiency Repeat
  • 393796 2021-010
    Significant Deficiency
  • 970223 2021-003
    Material Weakness Repeat
  • 970224 2021-003
    Material Weakness Repeat
  • 970225 2021-011
    Significant Deficiency
  • 970226 2021-012
    Significant Deficiency
  • 970227 2021-011
    Significant Deficiency
  • 970228 2021-012
    Significant Deficiency
  • 970229 2021-004
    Material Weakness Repeat
  • 970230 2021-005
    Material Weakness Repeat
  • 970231 2021-006
    Significant Deficiency Repeat
  • 970232 2021-004
    Material Weakness Repeat
  • 970233 2021-005
    Material Weakness Repeat
  • 970234 2021-006
    Significant Deficiency Repeat
  • 970235 2021-007
    Material Weakness Repeat
  • 970236 2021-008
    Significant Deficiency Repeat
  • 970237 2021-009
    Significant Deficiency Repeat
  • 970238 2021-010
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.872 Public Housing Capital Fund $1.24M
14.182 Section 8 New Construction and Substantial Rehabilitation $553,367
14.871 Section 8 Housing Choice Vouchers $312,375
14.850 Public and Indian Housing $279,167
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $178,865
10.405 Farm Labor Housing Loans and Grants $127,040
10.427 Rural Rental Assistance Payments $60,863
14.896 Family Self-Sufficiency Program $36,603