Finding 393495 (2023-003)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-04-16
Audit: 303684
Organization: City of Elizabeth (NJ)

AI Summary

  • Core Issue: The City of Elizabeth failed to report current obligations and expenditures accurately in their Project and Expenditure Reports.
  • Impacted Requirements: Reports did not comply with OMB Compliance Supplement standards, leading to inaccurate information submitted to the federal awarding agency.
  • Recommended Follow-Up: Enhance internal controls to ensure future reports meet governing requirements, with updates planned for the first quarter of 2024.

Finding Text

Criteria:The OMB Compliance Supplement requires that reports submitted to the federal awarding agency include all activity of the reporting period, are supported by applicable accounting or performance records, and are fairly presented in accordance with governing requirements. The City of Elizabeth (the City) must submit quarterly Project and Expenditure Reports that contain costs incurred during the covered period. Critical information includes, in part: Obligations and Expenditures: Cumulative obligation Current period expenditure Condition: Current obligation and expenditure information was not reported in accordance with governing requirements. Cause:The City did not have adequate internal controls to ensure Project and Expenditure Reports were prepared in accordance with governing requirements. Effect: Inaccurate information was reported to the federal awarding agency. Questioned Costs: None Context/Sampling: A nonstatistical sample of two out of a population of four Project and Expenditure Reports submitted during the year was selected for testing. The City reported current obligations for the amount the City budgeted, rather than the obligations (i.e., contracts/purchase orders) that were entered into during the reported period. The City reported current expenditure for one project as the budgeted amount, did not record current expenditures on another project and recorded expenditures on a project that did not have expenditures. The City reported three subrecipients and subawards. The City did not enter into an subrecipient or subaward agreements. Prior Year:None Recommendation: We recommend the City enhance internal controls to ensure Project and Expenditure Reports are prepared in accordance with governing requirements. Client Response:The City recognizes the importance of internal controls and plans to enhance its procedures to ensure Project and Expenditure quarterly reports are prepared in accordance with governing requirements and will update those issues in the first quarter report for 2024. Covid interruptions with related illnesses, early retirements and hiring difficulties all contributed to a negative impact on productivity.

Corrective Action Plan

The City recognizes the importance of internal controls and plans to enhance its procedures to ensure Project and Expenditure quarterly reports are prepared in accordance with governing requirements and will update those issues in the first quarter report for 2024. Covid interruptions with related illnesses, early retirements, and hiring difficulties all contributed to a negative impact on productivity.

Categories

Subrecipient Monitoring Procurement, Suspension & Debarment Reporting

Other Findings in this Audit

  • 393490 2023-005
    Material Weakness
  • 393491 2023-005
    Material Weakness
  • 393492 2023-006
    Material Weakness
  • 393493 2023-006
    Material Weakness
  • 393494 2023-007
    Significant Deficiency
  • 393496 2023-004
    Significant Deficiency
  • 969932 2023-005
    Material Weakness
  • 969933 2023-005
    Material Weakness
  • 969934 2023-006
    Material Weakness
  • 969935 2023-006
    Material Weakness
  • 969936 2023-007
    Significant Deficiency
  • 969937 2023-003
    Material Weakness
  • 969938 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $4.72M
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.61M
14.218 Community Development Block Grants/entitlement Grants $1.51M
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $835,481
14.241 Housing Opportunities for Persons with Aids $678,104
16.922 Equitable Sharing Program $261,103
14.239 Home Investment Partnerships Program $208,027
10.559 Summer Food Service Program for Children $201,220
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $129,600
16.738 Edward Byrne Memorial Justice Assistance Grant Program $108,675
93.268 Immunization Cooperative Agreements $94,991
20.205 Highway Planning and Construction $56,469
97.056 Port Security Grant Program $16,925
93.136 Injury Prevention and Control Research and State and Community Based Programs $5,803
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation’s Health $779