Finding 392373 (2022-002)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2024-04-05

AI Summary

  • Core Issue: Federal drawdowns exceeded allowable costs by about $23,000 due to inadequate oversight.
  • Impacted Requirements: Drawdowns must align with actual project costs to comply with federal guidelines.
  • Recommended Follow-Up: Implement stricter procedures for drawdowns and enhance record-keeping practices to prevent future discrepancies.

Finding Text

Condition – The trial balance for a Federal cost reimbursement grant showed that Federal drawdowns exceeded allowable costs. Criteria –Federal drawdowns should be limited to amounts necessary to cover project costs. Cause – Turnover in the top accounting position, Director of Finance combined with a physical relocation resulting in a temporary inability to locate some documents. Effect – Federal drawdowns exceeded allowable costs by approximately $23,000 during the year. Recommendation – We recommend that procedures be implemented to ensure drawdowns are limited to amounts necessary to cover project costs. Views of Responsible Officials and Planned Corrective Actions – The leadership at IHR takes this finding very seriously and to ensure more accurate record keeping, has hired additional support with the skills necessary for maintaining a more comprehensive and accessible electronic record keeping system. This will also be accomplished by enforcing IHR’s existing procedures of authorizing, scanning, and properly coding documents by Accounts Payable.

Corrective Action Plan

The leadership at IHR takes this finding very seriously and to ensure more accurate record keeping, has hired additional support with the skills necessary for maintaining a more comprehensive and accessible electronic record keeping system. This will also be accomplished by enforcing IHR’s existing procedures of authorizing, scanning, and properly coding documents by Accounts Payable.

Categories

Cash Management Allowable Costs / Cost Principles

Other Findings in this Audit

  • 392370 2022-001
    Significant Deficiency
  • 392371 2022-001
    Significant Deficiency
  • 392372 2022-003
    Significant Deficiency
  • 968812 2022-001
    Significant Deficiency
  • 968813 2022-001
    Significant Deficiency
  • 968814 2022-003
    Significant Deficiency
  • 968815 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.959 Block Grants for Prevention and Treatment of Substance Abuse $698,067
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $560,037
93.087 Enhance Safety of Children Affected by Substance Abuse $543,644
21.027 Coronavirus State and Local Fiscal Recovery Funds $154,879
93.788 Opioid Str $135,263
93.088 Advancing System Improvements for Key Issues in Women's Health $8,094