Finding 39230 (2022-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-08
Audit: 44818
Organization: Seattle University (WA)
Auditor: Kpmg

AI Summary

  • Core Issue: The University submitted student disbursement reports late, exceeding the 15-day requirement.
  • Impacted Requirements: Compliance with federal reporting criteria as outlined in the Federal Register.
  • Recommended Follow-Up: Implement improved processes and controls to ensure timely submission of disbursement reports.

Finding Text

Finding: 2022-002: Late Reporting Federal Agency: U.S. Department of Education Program Name: Student Financial Assistance Cluster AL # and Program Name: 84.063 Federal Pell Grant Program Federal Award Numbers: N/A Federal Award Year: July 1, 2021 ? June 30, 2022 Questioned Costs: Known: None Likely: None Compliance Requirement: Reporting Criteria Per Federal Register, Volume 85, Number 135, July 14, 2020, institutions must report student disbursement data within 15 calendar days after the institution makes a disbursement to a student. Condition Found During our reporting testing, we selected a sample of 25 students and noted there were three for which the reports were submitted 36 days after the institution made the disbursements. Cause and Effect The University did not have an adequate control to ensure that the reporting of student disbursement data occurred within the 15-day requirement. Repeat Finding This finding is not a repeat finding in the immediately prior audit. Statistical Sampling The sample was not intended to be, and was not, a statistically valid sample. Recommendation We recommend the University implement a process and related control to ensure the student disbursement reports are submitted timely. Views of Responsible Officials The University agrees with the condition reported. Staffing changes in the department responsible for the Pell reporting led to a brief period of delayed reporting. The University has improved the reporting process and controls to ensure the timeliness of future reporting.

Corrective Action Plan

Finding 2022-002: Reporting Corrective Action The University has reviewed its reporting process. The responsible department has strengthened its process and controls to include an audit process to ensure the timeliness of reporting disbursement to meet the requirement of 15 days. Anticipated Date of Completion: June 2023

Categories

Reporting Student Financial Aid

Other Findings in this Audit

  • 39229 2022-001
    Significant Deficiency
  • 39231 2022-001
    Significant Deficiency
  • 615671 2022-001
    Significant Deficiency
  • 615672 2022-002
    Significant Deficiency
  • 615673 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $71.16M
84.425E Covid-19 Education Stabilization Fund $5.13M
84.063 Federal Pell Grant Program $4.28M
84.038 Federal Perkins Loan $3.15M
93.364 Nursing Student Loans $1.17M
84.007 Federal Supplemental Educational Opportunity Grants $1.06M
84.033 Federal Work-Study Program $988,254
84.027A Special Education Grants to States $552,318
47.076 Education and Human Resources $320,248
93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders $96,965
94.006 Americorps $78,454
93.866 Aging Research $68,583
16.738 Edward Byrne Memorial Justice Assistance Grant Program $66,466
19.415 Professional and Cultural Exchange Programs - Citizen Exchanges $51,968
47.049 Mathematical and Physical Sciences $41,153
19.401 Academic Exchange Programs - Scholars $30,216
47.074 Biological Sciences $24,555
93.859 Biomedical Research and Research Training $19,604
15.678 Cooperative Ecosystem Studies Units $14,927
47.041 Engineering $7,681
10.031 Agriculture and Food Research Initiative $7,538
84.173A Special Education Preschool Grants $4,619
47.070 Computer and Information Science and Engineering $1,343
84.425F Covid-19 Education Stabilization Fund $337