Finding 392268 (2022-009)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2024-04-03
Audit: 302533
Organization: Municipality of Juana Diaz (PR)

AI Summary

  • Core Issue: There are discrepancies between the equity balances in the Voucher Management System (VMS) and the audited financial records for June 30, 2022.
  • Impacted Requirements: Compliance with HUD regulations (24 CFR, Section 982.158) regarding accurate record-keeping and reporting.
  • Recommended Follow-Up: Management should analyze and correct the equity balances in the VMS and enhance internal controls to prevent future discrepancies.

Finding Text

FINDING NUMBER 2022-009 FEDERAL PROGRAM HOUSING VOUCHER CLUSTER: SECTION 8 HOUSING CHOICE VOUCHERS/ EMERGENCY HOUSING VOUCHERS (ASSISTANCE LISTING NUMBERS 14.871/ 14.EHV) U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT TYPE OF FINDING COMPLIANCE AND INTERNAL CONTROL COMPLIANCE REQUIIREMENT SPECIAL TEST- ROLLING FORWARD EQUITY BALANCES CONDITION During the examination of the program accounting records, I noted that the equity balances reported in the Voucher Management System (VMS) for the month of June 30, 2022, have differences with the amounts reported in the audited financial information for the fiscal year ended June 30, 2022, submitted through the FASS_x0002_PH system, as follows: CRITERIA Code of Federal Regulations, 24 CFR, Section 982.158 (a) (b) states that the PHA must maintain complete and accurate accounts and other records for the program in accordance with HUD requirements, in a manner that permits a speedy and effective audit. The records must be in the form required by HUD, including requirements governing computerized or electronic forms of record-keeping. Also, the PHA must furnish HUD accounts and other records, reports, documents, and information, as required by HUD. CAUSE The Program’s internal controls and procedures over the accounting records failed to assure that the equity balances were properly calculated and reported in the VMS. EFFECT The Program is not reporting the correct balances of restricted net position and unrestricted net position to HUD.RECOMMENDATION I recommended management to prepare an analysis of the equity balances and adjust or correct any errors reported in the VMS. QUESTIONED COSTS None PRIOR YEAR FINDING Not applicable. VIEWS OF RESPONSIBLE OFFICIALS AND PLANNED CORRECTIVE ACTION Instructions were given to the Program staff to strengthen existing internal controls and procedures to ensure the equity balances were properly calculated and reported in the VMS. Also, the Program staff was instructed to analyze previous equity balances reported in the VMS, an realize any necessary corrections.

Categories

HUD Housing Programs Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 392260 2022-005
    Material Weakness
  • 392261 2022-006
    Material Weakness
  • 392262 2022-006
    Material Weakness
  • 392263 2022-007
    Material Weakness Repeat
  • 392264 2022-007
    Material Weakness Repeat
  • 392265 2022-007
    Material Weakness Repeat
  • 392266 2022-008
    Material Weakness
  • 392267 2022-009
    Material Weakness
  • 968702 2022-005
    Material Weakness
  • 968703 2022-006
    Material Weakness
  • 968704 2022-006
    Material Weakness
  • 968705 2022-007
    Material Weakness Repeat
  • 968706 2022-007
    Material Weakness Repeat
  • 968707 2022-007
    Material Weakness Repeat
  • 968708 2022-008
    Material Weakness
  • 968709 2022-009
    Material Weakness
  • 968710 2022-009
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
97.030 Community Disaster Loans $2.61M
93.356 Head Start Disaster Recovery $1.38M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.21M
14.218 Community Development Block Grants/entitlement Grants $461,967
21.019 Coronavirus Relief Fund $353,054
10.558 Child and Adult Care Food Program $105,205
93.600 Head Start $96,463
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $66,155
14.871 Section 8 Housing Choice Vouchers $45,360
14.241 Housing Opportunities for Persons with Aids $37,317
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $36,115
21.027 Coronavirus State and Local Fiscal Recovery Funds $26,400
14.896 Family Self-Sufficiency Program $24,680