Finding 391155 (2023-007)

-
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-04-01
Audit: 301753
Auditor: Sikich LLP

AI Summary

  • Core Issue: Refunds for withdrawn students were not processed in the correct order, violating federal regulations.
  • Impacted Requirements: Compliance with 34 CFR 668.22 regarding the sequence of Title IV fund refunds.
  • Recommended Follow-Up: Refund $2,811 to the Department of Education, credit $2,563 to student accounts, and improve refund controls.

Finding Text

Finding 2023-007: Refunds made in Improper Sequence Compliance Requirement: Special Tests and Provisions (N.) - Return of Title IV Funds Criteria: Refunds made for withdrawn students must be returned in the sequence described in 34 CFR 668.22. Condition: We tested thirty-two drop students and and noted three refunds which were not refunded in the proper sequence. We consider this finding to be an instance of non-compliance. Cause: The condition was caused by applying the percentage of aid due back to all fund sources and not in the proper sequence described in 34 CFR 668.22. Effect: The result is the Institution refunded incorrect amounts to the Department of Education. Question Costs: $2,811 Statistical sampling was not used when making sample selections. Recommendation: We recommend the Institution refund $2,811 to the Department of Education, credit $2,563 to the students' accounts and increase controls over refunds. There is no liablity for the remaining $248, as this was due to overrefunding loans. Views of Responsible Officials: The Institution agrees with the Single Audit Finding and a response is included in the Corrective Action Plan.

Categories

Questioned Costs Special Tests & Provisions Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 391145 2023-002
    Significant Deficiency Repeat
  • 391146 2023-004
    Material Weakness Repeat
  • 391147 2023-005
    Significant Deficiency Repeat
  • 391148 2023-006
    - Repeat
  • 391149 2023-007
    -
  • 391150 2023-008
    Significant Deficiency
  • 391151 2023-003
    - Repeat
  • 391152 2023-004
    Material Weakness Repeat
  • 391153 2023-005
    Significant Deficiency Repeat
  • 391154 2023-006
    - Repeat
  • 391156 2023-008
    Significant Deficiency
  • 967587 2023-002
    Significant Deficiency Repeat
  • 967588 2023-004
    Material Weakness Repeat
  • 967589 2023-005
    Significant Deficiency Repeat
  • 967590 2023-006
    - Repeat
  • 967591 2023-007
    -
  • 967592 2023-008
    Significant Deficiency
  • 967593 2023-003
    - Repeat
  • 967594 2023-004
    Material Weakness Repeat
  • 967595 2023-005
    Significant Deficiency Repeat
  • 967596 2023-006
    - Repeat
  • 967597 2023-007
    -
  • 967598 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $714,293
84.063 Federal Pell Grant Program $303,590