Finding 389978 (2023-007)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300877
Organization: Youth & Shelter Services, INC (IA)
Auditor: Denman CPA LLP

AI Summary

  • Core Issue: The organization cannot support approximately $167,000 in non-payroll costs for the transitional living program due to inadequate record-keeping.
  • Impacted Requirements: Federal guidelines require detailed documentation to justify costs and ensure they aren't claimed under multiple programs.
  • Recommended Follow-Up: Implement centralized documentation for billing methodologies and ensure all reimbursement support is retained for future audits.

Finding Text

Assistance Listing Number 93.550 – Transitional Living for Homeless Youth U.S. Department of Health and Human Services Criteria Federal program requirements require the grant recipient agency to retain information sufficient to support the costs for which it has requested reimbursement. Information should be sufficient to support the allowability of the cost under the federal program and that the costs have not been utilized under a separate federal program. Condition Expenses for the transitional living program are not segregated to an individual cost center, but rather recorded within a broader program budget. Monthly, the Organization’s billing department manually determines costs specifically associated with the transitional living program. However, these calculations were not maintained and staff were unable to recreate the supporting schedules for the amounts billed for non-payroll related costs. Cause Internal processes of the billing department did not require staff to retain schedules for the amounts billed. Turnover within the department since year end resulted in new staff assigned to the grant being unable to recreate the detail prepared by their predecessor. Effect The Organization is unable to support non-payroll costs reimbursed under the grant during the fiscal year ended June 30, 2023, totaling approximately $167,000. Recommendation Billing methodologies should be documented within a centralized location so as to allow other staff members to access and review the methodologies. Support should be retained for all balances requested for reimbursement.

Corrective Action Plan

As mentioned previously, there was a staffing change with a grant billed which helped make YSS aware of an internal control breakdown in the billing process. Along with the issue where revenue was posted but invoices were not sent, it was also found that many workpapers that should have been in place to support the invoices were disorganized, lacked an audit trail, or in some cases did exist aside from a handful of brief notes, especially in cases where grants were drawn in 1/12th increments. While many worksheets were created or greatly enhanced already, the grant billers are currently engaging in a new process to begin cost tracking for the grants which have allowed 1/12th without consistently asking for such supporting workpapers.

Categories

Cash Management

Other Findings in this Audit

  • 389952 2023-009
    Significant Deficiency
  • 389953 2023-009
    Significant Deficiency
  • 389954 2023-009
    Significant Deficiency
  • 389955 2023-009
    Significant Deficiency
  • 389956 2023-009
    Significant Deficiency
  • 389957 2023-009
    Significant Deficiency
  • 389958 2023-009
    Significant Deficiency
  • 389959 2023-009
    Significant Deficiency
  • 389960 2023-009
    Significant Deficiency
  • 389961 2023-009
    Significant Deficiency
  • 389962 2023-009
    Significant Deficiency
  • 389963 2023-009
    Significant Deficiency
  • 389964 2023-009
    Significant Deficiency
  • 389965 2023-009
    Significant Deficiency
  • 389966 2023-009
    Significant Deficiency
  • 389967 2023-009
    Significant Deficiency
  • 389968 2023-009
    Significant Deficiency
  • 389969 2023-009
    Significant Deficiency
  • 389970 2023-009
    Significant Deficiency
  • 389971 2023-009
    Significant Deficiency
  • 389972 2023-009
    Significant Deficiency
  • 389973 2023-009
    Significant Deficiency
  • 389974 2023-009
    Significant Deficiency
  • 389975 2023-009
    Significant Deficiency
  • 389976 2023-009
    Significant Deficiency
  • 389977 2023-009
    Significant Deficiency
  • 389979 2023-008
    Significant Deficiency
  • 966394 2023-009
    Significant Deficiency
  • 966395 2023-009
    Significant Deficiency
  • 966396 2023-009
    Significant Deficiency
  • 966397 2023-009
    Significant Deficiency
  • 966398 2023-009
    Significant Deficiency
  • 966399 2023-009
    Significant Deficiency
  • 966400 2023-009
    Significant Deficiency
  • 966401 2023-009
    Significant Deficiency
  • 966402 2023-009
    Significant Deficiency
  • 966403 2023-009
    Significant Deficiency
  • 966404 2023-009
    Significant Deficiency
  • 966405 2023-009
    Significant Deficiency
  • 966406 2023-009
    Significant Deficiency
  • 966407 2023-009
    Significant Deficiency
  • 966408 2023-009
    Significant Deficiency
  • 966409 2023-009
    Significant Deficiency
  • 966410 2023-009
    Significant Deficiency
  • 966411 2023-009
    Significant Deficiency
  • 966412 2023-009
    Significant Deficiency
  • 966413 2023-009
    Significant Deficiency
  • 966414 2023-009
    Significant Deficiency
  • 966415 2023-009
    Significant Deficiency
  • 966416 2023-009
    Significant Deficiency
  • 966417 2023-009
    Significant Deficiency
  • 966418 2023-009
    Significant Deficiency
  • 966419 2023-009
    Significant Deficiency
  • 966420 2023-007
    Significant Deficiency
  • 966421 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $1.55M
93.550 Transitional Living for Homeless Youth $451,516
14.276 Youth Homelessness Demonstration Program $361,887
93.623 Basic Center Grant $193,200
16.320 Services for Trafficking Victims $182,484
14.218 Community Development Block Grants/entitlement Grants $154,785
93.557 Education and Prevention Grants to Reduce Sexual Abuse of Runaway, Homeless and Street Youth $151,261
10.225 Community Food Projects $140,016
14.239 Home Investment Partnerships Program $103,716
16.710 Public Safety Partnership and Community Policing Grants $97,301
10.555 Community Development Block Grants/entitlement Grants $71,913
21.027 Coronavirus State and Local Fiscal Recovery Funds $69,209
16.726 Juvenile Mentoring Program $68,343
93.235 Affordable Care Act (aca) Abstinence Education Program $58,749
93.665 Emergency Grants to Address Mental and Substance Use Disorders During Covid-19 $53,318
93.558 Temporary Assistance for Needy Families $52,693
14.267 Continuum of Care Program $48,675
14.231 Emergency Solutions Grant Program $39,882
93.597 Grants to States for Access and Visitation Programs $34,337
97.024 Emergency Food and Shelter National Board Program $8,006
93.276 Drug-Free Communities Support Program Grants $1,650