Finding 389922 (2023-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300847
Organization: Sto-Rox School District (PA)

AI Summary

  • Core Issue: The School District filed the Final Expenditure Report for the ESSER II grant late, missing the deadline by over four months.
  • Impacted Requirements: This delay violates PDE policy and Section 2 CFR 200.344, which mandate timely submission of financial reports.
  • Recommended Follow-Up: The District should establish procedures to ensure timely filing of future Final Expenditure Reports to comply with regulations and avoid penalties.

Finding Text

CONDITION: During my review of the District’s compliance with the laws and regulations related to filing its federal grant program Final Expenditure Reports (FER), I noted that the School District did not file the Final Expenditure Report for the ESSER II grant program until February 9, 2024. The report was required to be filed with the Pennsylvania Department of Education (PDE) no later than 90 days after the end date of the grant period (September 30, 2023), or within 30 days of expending all grant funding. CRITERIA: The Department of Education requires the completion and submission of a ‘Final Expenditure Report’ (FER) within 30 days of expending all grant funding. In addition, Section 2 CFR 200.344 of the Uniform Guidance requires the submission of financial reports no later than 90 calendar days after the end date of the grant period for performance. EFFECT: The District is not in compliance with the financial reporting requirements for timely submission of a ‘final expenditure report’ (FER) for its ESSER II grant program in accordance with PDE policy and Section 2 CFR 200.344 of the Uniform Guidance. QUESTIONED COST: None CAUSE: It was not readily determinable as to why the School District had not completed and filed the ‘Final Expenditure Report’ with PDE in a timely manner. RECOMMENDATION: I recommend that the District develop fiscal procedures to ensure that ‘Final Expenditure Reports’ for future fiscal years are completed and filed in a timely manner based on supporting financial information obtained from the District’s business office, in order to 1) comply with PDE reporting requirements for the District’s applicable federal programs, and 2) to avoid any future sanctions or withholding of grant monies from PDE as a result of not filing these reports in a timely manner. VIEWS OF RESPONSIBLE OFFICIALS: The School District concurs with the above noted finding and addresses this issue in the ‘Corrective Action Plan’ included within this report.

Corrective Action Plan

MANAGEMENT’S PLANNED CORRECTIVE ACTION: Management has contracted with a third-party – J. Martin & Associates, LLC to perform certain of the District’s business office functions, as well as provide general oversight in all areas of the business office. One such function will be the timely preparation and submission of federal grant Final Expenditure Reports in compliance with PDE rules and regulations. The timeframe for implementation of these duties is effective immediately.

Categories

Reporting

Other Findings in this Audit

  • 389923 2023-002
    Material Weakness
  • 389924 2023-003
    Material Weakness
  • 389925 2023-004
    Material Weakness
  • 389926 2023-002
    Material Weakness
  • 389927 2023-003
    Material Weakness
  • 389928 2023-004
    Material Weakness
  • 389929 2023-005
    Material Weakness
  • 389930 2023-002
    Material Weakness
  • 389931 2023-003
    Material Weakness
  • 389932 2023-004
    Material Weakness
  • 389933 2023-005
    Material Weakness
  • 389934 2023-002
    Material Weakness
  • 389935 2023-003
    Material Weakness
  • 389936 2023-004
    Material Weakness
  • 389937 2023-005
    Material Weakness
  • 389938 2023-002
    Material Weakness
  • 389939 2023-003
    Material Weakness
  • 389940 2023-004
    Material Weakness
  • 389941 2023-005
    Material Weakness
  • 389942 2023-003
    Material Weakness
  • 966364 2023-001
    Material Weakness Repeat
  • 966365 2023-002
    Material Weakness
  • 966366 2023-003
    Material Weakness
  • 966367 2023-004
    Material Weakness
  • 966368 2023-002
    Material Weakness
  • 966369 2023-003
    Material Weakness
  • 966370 2023-004
    Material Weakness
  • 966371 2023-005
    Material Weakness
  • 966372 2023-002
    Material Weakness
  • 966373 2023-003
    Material Weakness
  • 966374 2023-004
    Material Weakness
  • 966375 2023-005
    Material Weakness
  • 966376 2023-002
    Material Weakness
  • 966377 2023-003
    Material Weakness
  • 966378 2023-004
    Material Weakness
  • 966379 2023-005
    Material Weakness
  • 966380 2023-002
    Material Weakness
  • 966381 2023-003
    Material Weakness
  • 966382 2023-004
    Material Weakness
  • 966383 2023-005
    Material Weakness
  • 966384 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.553 School Breakfast Program $308,156
84.010 Title I Grants to Local Educational Agencies $212,468
84.424 Student Support and Academic Enrichment Program $63,923
10.555 National School Lunch Program $51,400
84.027 Special Education_grants to States $51,210
10.582 Fresh Fruit and Vegetable Program $49,609
84.425 Education Stabilization Fund $40,757
84.173 Special Education_preschool Grants $3,552
10.558 Child and Adult Care Food Program $2,243
84.367 Improving Teacher Quality State Grants $2,161
93.778 Medical Assistance Program $698
10.649 Pandemic Ebt Administrative Costs $628