Finding 389906 (2023-001)

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Requirement
P
Questioned Costs
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Year
2023
Accepted
2024-03-29
Audit: 300798
Organization: Lyngblomsten Apartments, Inc. (MN)

AI Summary

  • Core Issue: The required deposit into the replacement reserve account for July 2023 was both underfunded and late.
  • Impacted Requirements: The Corporation failed to comply with the regulatory agreement requiring timely and full deposits into the replacement reserve fund.
  • Recommended Follow-Up: Management should make the overdue deposit immediately and enhance internal controls to ensure future deposits are timely and accurate.

Finding Text

Federal agency: U.S. Department of Housing and Urban Development Federal program title: Mortgage Insurance Under Section 207, Pursuant to Section 223(f) CFDA Number: 14.157 Award Period: January 1, 2023 through December 31, 2023 Type of Finding: • Other matters Criteria or specific requirement: The Corporation is required to make a deposit into the replacement reserve account. Condition: The required deposit into the replacement reserve account for July 2023 was underfunded and late. Questioned costs: $70.25. Context: During our review of the replacement reserve, it was noted it was underfunded. Cause: The Corporation’s requirement to make a deposit for the periods January 2023 - June 2023 and August 2023 - December 2023 was waived. Management did not notice that the one month’s deposit was underfunded. Effect: The Project was out of compliance with the one deposit into the replacement reserve fund, as required by the Project's regulatory agreement. Repeat Finding: Not a repeated finding. Recommendation: Management should immediately make the proper deposit into the replacement reserve fund and should consistently follow their internal control procedures over replacement reserve deposits to ensure deposit are made paid timely and for the correct amount. Views of responsible officials: There is no disagreement with the audit finding. Management properly funded the replacement reserve in March 2024.

Corrective Action Plan

2023-001 Mortgage Insurance Under Section 207, Pursuant to Section 223(f) – Assistance Listing No. 14.157 Recommendation: Management should immediately make the proper deposit into the replacement reserve fund and should consistently follow their internal control procedures over replacement reserve deposits to ensure deposit are made paid timely and for the correct amount. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: We deposited the $70.25 that was underfunded in 2023 into the replacement reserve account on March 4, 2024. Name(s) of the contact person(s) responsible for corrective action: Todd Fliflet, CFO

Categories

HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $3.74M
14.182 Section 8 New Construction and Substantial Rehabilitation $803,864