Finding 38981 (2022-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-03-13
Audit: 44538
Organization: Romulus Community Schools (MI)

AI Summary

  • Core Issue: There is a material weakness in internal controls over financial reporting due to inadequate segregation of duties.
  • Impacted Requirements: The District lacks independent reviews for payroll registers and manual journal entries, increasing the risk of undetected errors or fraud.
  • Recommended Follow-Up: The District should assess and improve its processes to ensure proper segregation of incompatible duties is in place.

Finding Text

Finding Type: Material weakness in Internal Controls over Financial Reporting Criteria: Management is responsible for establishing and maintaining effective internal controls in order to safeguard the assets of the District. A key element of internal control is the segregation of incompatible duties within the accounting function. Condition/Finding: During our audit, we noted the following areas in which the District should improve segregation of duties: - The District does not have procedures in place to allow for an independent review of payroll registers when payroll disbursements are made and recorded in the accounting records. - The District currently does not have procedures in place to allow for an independent review of manual journal entries Cause: This condition appears to be the result of the District not adhering to established internal control polices and procedures. Effect: The District is exposed to increased risk that misstatements, whether caused by error or fraud, could occur and not be detected by management on a timely basis. Recommendation: The District should evaluate its processes and procedures to ensure that a sufficient segregation of incompatible duties exists. View of Responsible Officials (Corrective Action): See corrective action plan.

Corrective Action Plan

Finding: 2022-001 ? Segregation of Duties Auditor Description of Condition and Effect: During our audit, we noted the following areas in which the District should improve segregation of duties: The District does not have procedures in place to allow for an independent review of payroll registers when payroll disbursements are made and recorded in the accounting records. The District currently does not have procedures in place to allow for an independent review of manual journal entries As a result of this condition, the District is exposed to increased risk that misstatements, whether caused by error or fraud, could occur and not be detected by management on a timely basis. Auditor Recommendation: The District should evaluate its processes and procedures to ensure that a sufficient segregation of incompatible duties exists. Corrective Action: The District will implement a review and approval process for payroll; manual journal entries are entered by one employee and approved and posted by a separate employee, which allows for segregation of duties. The Business office will continue to evaluate the cost benefits of additional segregation of duty procedures on an ongoing basis. Responsible Person: Shelbi Frayer, Contracted Finance Director Anticipated Completion Date: June 30, 2022

Categories

Internal Control / Segregation of Duties Material Weakness Reporting

Other Findings in this Audit

  • 38982 2022-002
    Material Weakness Repeat
  • 38983 2022-003
    Material Weakness Repeat
  • 38984 2022-001
    Material Weakness Repeat
  • 38985 2022-002
    Material Weakness Repeat
  • 38986 2022-003
    Material Weakness Repeat
  • 38987 2022-001
    Material Weakness Repeat
  • 38988 2022-002
    Material Weakness Repeat
  • 38989 2022-003
    Material Weakness Repeat
  • 38990 2022-001
    Material Weakness Repeat
  • 38991 2022-002
    Material Weakness Repeat
  • 38992 2022-003
    Material Weakness Repeat
  • 38993 2022-001
    Material Weakness Repeat
  • 38994 2022-002
    Material Weakness Repeat
  • 38995 2022-003
    Material Weakness Repeat
  • 38996 2022-001
    Material Weakness Repeat
  • 38997 2022-002
    Material Weakness Repeat
  • 38998 2022-003
    Material Weakness Repeat
  • 38999 2022-001
    Material Weakness Repeat
  • 39000 2022-002
    Material Weakness Repeat
  • 39001 2022-003
    Material Weakness Repeat
  • 39002 2022-001
    Material Weakness Repeat
  • 39003 2022-002
    Material Weakness Repeat
  • 39004 2022-003
    Material Weakness Repeat
  • 39005 2022-001
    Material Weakness Repeat
  • 39006 2022-002
    Material Weakness Repeat
  • 39007 2022-003
    Material Weakness Repeat
  • 39008 2022-001
    Material Weakness Repeat
  • 39009 2022-002
    Material Weakness Repeat
  • 39010 2022-003
    Material Weakness Repeat
  • 39011 2022-001
    Material Weakness Repeat
  • 39012 2022-002
    Material Weakness Repeat
  • 39013 2022-003
    Material Weakness Repeat
  • 39014 2022-001
    Material Weakness Repeat
  • 39015 2022-002
    Material Weakness Repeat
  • 39016 2022-003
    Material Weakness Repeat
  • 39017 2022-001
    Material Weakness Repeat
  • 39018 2022-002
    Material Weakness Repeat
  • 39019 2022-003
    Material Weakness Repeat
  • 39020 2022-001
    Material Weakness Repeat
  • 39021 2022-002
    Material Weakness Repeat
  • 39022 2022-003
    Material Weakness Repeat
  • 39023 2022-001
    Material Weakness Repeat
  • 39024 2022-002
    Material Weakness Repeat
  • 39025 2022-003
    Material Weakness Repeat
  • 39026 2022-001
    Material Weakness Repeat
  • 39027 2022-002
    Material Weakness Repeat
  • 39028 2022-003
    Material Weakness Repeat
  • 39029 2022-001
    Material Weakness Repeat
  • 39030 2022-002
    Material Weakness Repeat
  • 39031 2022-003
    Material Weakness Repeat
  • 39032 2022-001
    Material Weakness Repeat
  • 39033 2022-002
    Material Weakness Repeat
  • 39034 2022-003
    Material Weakness Repeat
  • 39035 2022-001
    Material Weakness Repeat
  • 39036 2022-002
    Material Weakness Repeat
  • 39037 2022-003
    Material Weakness Repeat
  • 39038 2022-001
    Material Weakness Repeat
  • 39039 2022-002
    Material Weakness Repeat
  • 39040 2022-003
    Material Weakness Repeat
  • 39041 2022-001
    Material Weakness Repeat
  • 39042 2022-002
    Material Weakness Repeat
  • 39043 2022-003
    Material Weakness Repeat
  • 39044 2022-001
    Material Weakness Repeat
  • 39045 2022-002
    Material Weakness Repeat
  • 39046 2022-003
    Material Weakness Repeat
  • 39047 2022-001
    Material Weakness Repeat
  • 39048 2022-002
    Material Weakness Repeat
  • 47899 2022-003
    Material Weakness Repeat
  • 47900 2022-001
    Material Weakness Repeat
  • 47901 2022-002
    Material Weakness Repeat
  • 47902 2022-003
    Material Weakness Repeat
  • 615423 2022-001
    Material Weakness Repeat
  • 615424 2022-002
    Material Weakness Repeat
  • 615425 2022-003
    Material Weakness Repeat
  • 615426 2022-001
    Material Weakness Repeat
  • 615427 2022-002
    Material Weakness Repeat
  • 615428 2022-003
    Material Weakness Repeat
  • 615429 2022-001
    Material Weakness Repeat
  • 615430 2022-002
    Material Weakness Repeat
  • 615431 2022-003
    Material Weakness Repeat
  • 615432 2022-001
    Material Weakness Repeat
  • 615433 2022-002
    Material Weakness Repeat
  • 615434 2022-003
    Material Weakness Repeat
  • 615435 2022-001
    Material Weakness Repeat
  • 615436 2022-002
    Material Weakness Repeat
  • 615437 2022-003
    Material Weakness Repeat
  • 615438 2022-001
    Material Weakness Repeat
  • 615439 2022-002
    Material Weakness Repeat
  • 615440 2022-003
    Material Weakness Repeat
  • 615441 2022-001
    Material Weakness Repeat
  • 615442 2022-002
    Material Weakness Repeat
  • 615443 2022-003
    Material Weakness Repeat
  • 615444 2022-001
    Material Weakness Repeat
  • 615445 2022-002
    Material Weakness Repeat
  • 615446 2022-003
    Material Weakness Repeat
  • 615447 2022-001
    Material Weakness Repeat
  • 615448 2022-002
    Material Weakness Repeat
  • 615449 2022-003
    Material Weakness Repeat
  • 615450 2022-001
    Material Weakness Repeat
  • 615451 2022-002
    Material Weakness Repeat
  • 615452 2022-003
    Material Weakness Repeat
  • 615453 2022-001
    Material Weakness Repeat
  • 615454 2022-002
    Material Weakness Repeat
  • 615455 2022-003
    Material Weakness Repeat
  • 615456 2022-001
    Material Weakness Repeat
  • 615457 2022-002
    Material Weakness Repeat
  • 615458 2022-003
    Material Weakness Repeat
  • 615459 2022-001
    Material Weakness Repeat
  • 615460 2022-002
    Material Weakness Repeat
  • 615461 2022-003
    Material Weakness Repeat
  • 615462 2022-001
    Material Weakness Repeat
  • 615463 2022-002
    Material Weakness Repeat
  • 615464 2022-003
    Material Weakness Repeat
  • 615465 2022-001
    Material Weakness Repeat
  • 615466 2022-002
    Material Weakness Repeat
  • 615467 2022-003
    Material Weakness Repeat
  • 615468 2022-001
    Material Weakness Repeat
  • 615469 2022-002
    Material Weakness Repeat
  • 615470 2022-003
    Material Weakness Repeat
  • 615471 2022-001
    Material Weakness Repeat
  • 615472 2022-002
    Material Weakness Repeat
  • 615473 2022-003
    Material Weakness Repeat
  • 615474 2022-001
    Material Weakness Repeat
  • 615475 2022-002
    Material Weakness Repeat
  • 615476 2022-003
    Material Weakness Repeat
  • 615477 2022-001
    Material Weakness Repeat
  • 615478 2022-002
    Material Weakness Repeat
  • 615479 2022-003
    Material Weakness Repeat
  • 615480 2022-001
    Material Weakness Repeat
  • 615481 2022-002
    Material Weakness Repeat
  • 615482 2022-003
    Material Weakness Repeat
  • 615483 2022-001
    Material Weakness Repeat
  • 615484 2022-002
    Material Weakness Repeat
  • 615485 2022-003
    Material Weakness Repeat
  • 615486 2022-001
    Material Weakness Repeat
  • 615487 2022-002
    Material Weakness Repeat
  • 615488 2022-003
    Material Weakness Repeat
  • 615489 2022-001
    Material Weakness Repeat
  • 615490 2022-002
    Material Weakness Repeat
  • 624341 2022-003
    Material Weakness Repeat
  • 624342 2022-001
    Material Weakness Repeat
  • 624343 2022-002
    Material Weakness Repeat
  • 624344 2022-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies $1.38M
84.027 Special Education_grants to States $951,852
10.553 School Breakfast Program $510,251
84.367 Improving Teacher Quality State Grants $243,731
84.424 Student Support and Academic Enrichment Program $87,940
84.425 Education Stabilization Fund $56,077
84.002 Adult Education - Basic Grants to States $45,000
84.048 Career and Technical Education -- Basic Grants to States $41,365
10.582 Fresh Fruit and Vegetable Program $32,021
84.173 Special Education_preschool Grants $21,510
93.778 Medical Assistance Program $9,479
10.649 Pandemic Ebt Administrative Costs $3,063
10.558 Child and Adult Care Food Program $548
10.555 National School Lunch Program $459