Finding 388600 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-03-29
Audit: 300285
Organization: Housing Authority of Joliet (IL)
Auditor: Aprio LLP

AI Summary

  • Core Issue: The Authority failed to provide one of forty requested tenant files, indicating a significant deficiency in documentation maintenance.
  • Impacted Requirements: This noncompliance violates federal guidelines for tenant eligibility and reexaminations under the Housing Choice Voucher Program.
  • Recommended Follow-Up: The Authority should implement a system to catalog and maintain all required tenant documents, with oversight from the Executive Director starting April 30, 2024.

Finding Text

Finding 2023-001 – Tenant File Documentation Maintenance (Significant Deficiency, Noncompliance) Moving to Work Program – Assistance Listing No. 14.881; Grant period – fiscal year ended June 30, 2023 Criteria The Housing Choice Voucher Program Guidebook, the Code of Federal Regulations and HUD PIH Notices provide requirements and guidance for which the Section 8 Housing Choice Voucher Program is to be administered and operated under with respect to tenant eligibility and reexaminations, and document maintenance. Condition and Perspective During audit fieldwork, forty Section 8 Housing Choice Voucher Program participant tenant files were requested for review for compliance with Program eligibility and reexamination requirements. The Authority was unable to provide one of the forty files requested. Cause Deficiency over tenant file documentation maintenance requirements. Effect Non-compliance with tenant file documentation maintenance requirements. Questioned Costs – None noted Recommendation We recommend that the Authority catalog and maintain all required tenant file documents in accordance with federal requirements and the Authority’s internal policies. Management Response At HUD’s request, the Authority previously absorbed the operations of another local housing agency due to problems at and within the other agency. The missing file was originally administered and maintained by the other agency. However, the Authority will catalog and maintain all required tenant file documents in accordance with federal requirements and the Authority’s internal policies. Michael Simelton, Executive Director, has assumed the responsibility of executing strengthened controls over tenant file documentation maintenance as of April 30, 2024.

Corrective Action Plan

The Authority will catalog and maintain all required tenant file documents in accordance with federal requirements and the Authority’s internal policies. Michael Simelton, Executive Director, has assumed the responsibility of executing strengthened controls over tenant file documentation maintenance as of April 30, 2024.

Categories

HUD Housing Programs Eligibility Significant Deficiency

Other Findings in this Audit

  • 965042 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.879 Mainstream Vouchers $3.20M
14.881 Moving to Work Demonstration Program $2.07M
14.871 Section 8 Housing Choice Vouchers $1.33M
14.896 Family Self-Sufficiency Program $112,615