Finding 38771 (2022-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2022-11-02
Audit: 37862
Organization: University of San Francisco (CA)
Auditor: Moss Adams LLP

AI Summary

  • Core Issue: The University failed to post three Quarterly Public Reports for Emergency Financial Aid Grants on time.
  • Impacted Requirements: Reports must be published within 30 days of funding notice and updated quarterly, as mandated by the U.S. Department of Education.
  • Recommended Follow-Up: Management should create a timeline to ensure compliance with reporting deadlines moving forward.

Finding Text

Criteria: The U.S. Department of Education (ED) directs each institution to publicly post certain information related to the Emergency Financial Aid Grants to students directly on their website. Institutions must publicly post their report no later than 30 days after the publication of the notice or 30 days after the date ED first obligated the funds under HEERF I, II, or III to the institution for Emergency Financial Aid Grants to Students, whichever comes later. The report must be updated no later than 10 days after the end of each calendar quarter (September 30, December 31, March 31, and June 30). The following are identified as critical information for the Quarterly Public Reporting for Student Aid Portion for the CARES (a)(1) subprogram and the CRRSAA and ARP (a)(1) subprograms: 1) the total amount of Emergency Financial Aid Grants distributed to students as of the date of submission for each program, 2) the estimated total number of students at the institution that are eligible to receive Emergency Financial Aid Grants to Students under each program, 3) the total number of students who received an Emergency Financial Aid Grants to students for each program, and 4) the method(s) used by the institution to determine which students receive Emergency Financial Aid Grants and how much they would receive under each program. Condition/Context: For the year ended May 31, 2022, the University filed four Quarterly Public Reports for Student Aid Portion. We selected all four reports for testing and noted that three (related to the quarters June 30, 2021, December 31, 2021, and March 31, 2022) were posted to the University?s website after the required posting deadline. Effect: Reporting requirements of the awards were not met timely. Cause: The University did not follow policies and procedures in a timely manner to meet the compliance requirement. Repeat finding: This is not a repeat finding. Recommendation: We recommend that management adopt a timeline based on the information set out in the guidance to ensure that reporting requirements are met.

Corrective Action Plan

Corrective Action Plan: Management acknowledges and concurs with this finding. Management has reestablished its Higher Education Emergency Relief Fund (HEERF) task force which is inclusive of the Office of Contracts and Grants, Financial Aid Office, and Accounting and Business Services. This task force will allow multiple departments to have oversight and discussion on future reporting deadlines to ensure timely updates. Name of Responsible Persons: Office of Contracts and Grants, Financial Aid Office, and Accounting and Business Services Anticipated Completion Date: Fiscal year 2023

Categories

Reporting

Other Findings in this Audit

  • 615213 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $117.57M
84.425 Education Stabilization Fund $18.98M
84.063 Federal Pell Grant Program $8.44M
84.038 Federal Perkins Loan Program $3.94M
84.007 Federal Supplemental Educational Opportunity Grants $1.55M
84.033 Federal Work-Study Program $1.16M
93.364 Nursing Student Loans $874,000
93.925 Scholarships for Health Professions Students From Disadvantaged Backgrounds $630,000
93.264 Nurse Faculty Loan Program $591,000
93.247 Advanced Nursing Education Workforce $540,000
84.044 Trio_talent Search $221,000
93.859 Biomedical Research and Research Training $146,000
47.076 Education and Human Resources $137,000
43.001 Aerospace Education Services Program $102,000
47.075 Social, Behavioral, and Economic Sciences $96,000
47.078 Polar Programs $65,000
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $63,000
93.855 Allergy and Infectious Disease Research $49,000
81.000 Compressed State Kalman Filter Methods $41,000
47.074 Biological Sciences $39,000
47.050 Geosciences $20,000
11.439 Marin Mammal Data Program $20,000
47.049 Mathematical and Physical Sciences $12,000
93.243 Substance Abuse and Mental Health Services $8,000