Finding 387565 (2023-001)

-
Requirement
CEN
Questioned Costs
$1
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: Seven students did not receive timely refunds from Title IV funds, and two students were underpaid for Federal Work-study, totaling $490.
  • Impacted Requirements: Compliance with federal regulations for Title IV programs is at risk, which could lead to sanctions from the U.S. Department of Education.
  • Recommended Follow-up: Implement corrective actions and utilize the new ERP system to ensure timely disbursements and improve oversight on student refunds and payroll processes.

Finding Text

Finding 2023-001 - U.S. Department of Education (USO), Title IV Student Financial Aid Programs: 1. Seven (7) out of 25 students had credit balances created by Title IV funds that were not refunded to the student or a Title IV program within the allotted 14 days. All seven (7) students were later refunded shortly after the allotted 14 days. 2. Two (2) students were not paid Federal Work-study funds according to the total hours worked and the correct amount paid per hour. Questioned costs were $490. The two (2) students were subsequently paid the correct amounts. Effect- The University's participation in the Title IV programs could be subject to USDE sanctions as applicable. Repeat Finding - No. Auditor's Recommendation - The University should implement corrective actions to ensure that the above findings are resolved and do not recur in future periods. Views of Responsible Officials - We concur with the auditor's finding. EWU's student subsidiary ledger has been fully converted into our newly purchased global ERP system, Colleague, for fiscal year 2024. In the past, there were several manual processes amongst various departments to ensure the disbursement of student refunds. Our new system integrates all the student financial information allowing us to streamline our process for more efficiency. This process digitizes our student refund disbursements allowing for students to receive eRefunds. In addition, the new system allows for the Office of Student Accounts to exercise full oversight of the student refund process. Subsequently, our new system greatly enhances the University's ability to provide more timely disbursements of student refunds. In addition to the newly adopted student refund process, the business office has since updated the Business and Finance organizational structure to provide an additional oversight over payroll disbursement to ensure students are receiving timely and accurate disbursements from the Federal work-study program. The business office reconciles with the financial aid department monthly on all financial aid awards. Information on the federal program Federal Direct Student Loans, CFDA No. 84. 268, June 30, 2023; Federal Pell Grant Program, CFDA No. 84.063, June 30, 2023; Federal Supplemental Educational Opportunity Grant, CFDA No. 84.007, June 30, 2023; Federal Work-Study Program, CFDA No. 84.033, June 30, 2023. Criteria - Federal regulations governing Title IV programs. Condition - Instances of noncompliance were noted, as more fully described in the context below. Questioned Costs - $490.00 Context- We observed the following conditions in connection with our testing of the various U.S. Department of Education, Title IV, Student Financial Assistance Programs: Cause - Oversight by responsible employees of properly monitoring required elements.

Categories

Questioned Costs Student Financial Aid Matching / Level of Effort / Earmarking Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $7.22M
84.063 Federal Pell Grant Program $5.30M
84.425 Education Stabilization Fund $3.12M
84.007 Federal Supplemental Educational Opportunity Grants $340,771
93.732 Mental and Behavioral Health Education and Training Grants $330,650
84.031 Higher Education_institutional Aid $294,829
84.047 Trio_upward Bound $266,589
84.042 Trio_student Support Services $220,800
84.033 Federal Work-Study Program $193,371
47.074 Biological Sciences $28,683