Finding 386954 (2023-006)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-03-28
Audit: 299291
Organization: Chicago State University (IL)

AI Summary

  • Core Issue: Chicago State University failed to publish two exempt contracts over $100,000 in the Illinois Procurement Bulletin.
  • Impacted Requirements: Noncompliance with federal regulations (2 CFR § 200.318(a)) and Illinois Procurement Code (30 ILCS 500/1-13(b)).
  • Recommended Follow-Up: Ensure all exempt contracts are published in the Procurement Bulletin promptly to meet legal requirements.

Finding Text

2023-006. FINDING Failure to Comply with Established Procurement Procedures Federal Agency: National Science Foundation Assistance Listing Number: 47.076 Program Names: Research and Development Cluster - Conference: 2023 NSF Louis Stokes Alliances for Minority Participation Principal Investigators/ Project Directors Meeting Collaborative Research: Louis Stokes Regional Center of Excellence: Louis Stokes Midwest Regional Center of Excellence for Broadening Participation in STEM Program Expenditures: $478,648; $256,713 Award Numbers: 2312141; 1826719 Questioned Costs: None The Chicago State University (University) did not ensure procurements exempt from solicitation and competitive bidding were published in the Illinois Procurement Bulletin. During testing, two of 13 (15%) exempt contracts, each exceeding $100,000, were not published in the Illinois Procurement Bulletin. The sample methods used in performing this testing were not statistically valid. The Code of Federal Regulations (Code) (2 CFR § 200.318(a)) requires the University to use documented procurement procedures consistent with State, local, and tribal laws and regulations and the standards of the Code, for the acquisition of property or services required under a Federal award or subaward. The Illinois Procurement Code (30 ILCS 500/1-13(b)) requires the University to publish notices of each contract with an annual value of more than $100,000 in the Procurement Bulletin within 14 calendar days after contract execution. University management indicated the failure to publish the notices in the Procurement Bulletin was due to oversight. Failure to publish notices of exempt contracts is a noncompliance with the Code and the Illinois Procurement Code. (Finding Code No. 2023-006) RECOMMENDATION We recommend that the University publish notices of exempt contracts in the Procurement Bulletin in accordance with the Code and the Illinois Procurement Code. UNIVERSITY RESPONSE The University agrees with the finding. Adjustments have been made to internal processes to ensure exemptions are always posted to the Illinois Procurement Bulletin for Public Institutions of Higher Education in a timely manner when necessary.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 386946 2023-004
    Significant Deficiency
  • 386947 2023-004
    Significant Deficiency
  • 386948 2023-004
    Significant Deficiency
  • 386949 2023-004
    Significant Deficiency
  • 386950 2023-004
    Significant Deficiency
  • 386951 2023-005
    Significant Deficiency Repeat
  • 386952 2023-005
    Significant Deficiency Repeat
  • 386953 2023-006
    Significant Deficiency
  • 963388 2023-004
    Significant Deficiency
  • 963389 2023-004
    Significant Deficiency
  • 963390 2023-004
    Significant Deficiency
  • 963391 2023-004
    Significant Deficiency
  • 963392 2023-004
    Significant Deficiency
  • 963393 2023-005
    Significant Deficiency Repeat
  • 963394 2023-005
    Significant Deficiency Repeat
  • 963395 2023-006
    Significant Deficiency
  • 963396 2023-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $20.22M
84.063 Federal Pell Grant Program $4.33M
84.038 Federal Perkins Loan Program $1.20M
93.925 Scholarships for Health Professions Students From Disadvantaged Backgrounds $600,001
84.033 Federal Work-Study Program $505,494
84.066 Trio_educational Opportunity Centers $347,592
93.575 Child Care and Development Block Grant $317,077
84.382 Strengthening Minority-Serving Institutions $310,162
84.031 Higher Education_institutional Aid $306,876
84.007 Federal Supplemental Educational Opportunity Grants $289,515
47.049 Mathematical and Physical Sciences $281,922
93.600 Head Start $139,750
84.425 Education Stabilization Fund $89,758
47.076 Education and Human Resources $76,077
84.047 Trio_upward Bound $56,048
43.008 Education $49,803
81.049 Office of Science Financial Assistance Program $38,496
43.002 Aeronautics $27,034
45.310 Grants to States $26,247
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $25,460
45.312 National Leadership Grants $24,188
93.846 Arthritis, Musculoskeletal and Skin Diseases Research $22,884
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $18,161
47.074 Biological Sciences $7,625
11.028 Connecting Minority Communities Pilot Program $6,463
47.070 Computer and Information Science and Engineering $4,585
93.859 Biomedical Research and Research Training $3,006
93.093 Affordable Care Act (aca) Health Profession Opportunity Grants $1,412
84.335 Child Care Access Means Parents in School $88