Finding 386130 (2023-002)

Material Weakness
Requirement
A
Questioned Costs
$1
Year
2023
Accepted
2024-03-27
Audit: 298535
Organization: City of Westminster (CA)

AI Summary

  • Core Issue: The City misclassified itself as a subrecipient for four projects, leading to unsupported payroll charges to CDBG.
  • Impacted Requirements: Compliance with Uniform Guidance on allowable costs, specifically the need for payroll documentation to verify employee hours.
  • Recommended Follow-Up: Establish clear policies to prevent misclassification and ensure all payroll expenses are backed by proper timesheets and documentation.

Finding Text

Federal Program Name: CDBG Entitlement Grants Cluster: Community Development Block Grant (CDBG) Assistance Listing Number: 14.218 Federal Award Identification Number and Year: B-21-MC-06-0509; B-22-MC-06-0509; COVID-19 CDBG, Award Years 2021 and 2022 Award Period: Fiscal Year 2022-2023 Type of Finding: • Material Weakness in Internal Control over Compliance (Allowable Costs) • Other Matter (Allowable Costs) Criteria or Specific Requirement: Allowable Costs: Uniform Guidance Title 2, Subtitle A, Chapter II, Part 200, Subpart E, §200.430 requires payroll records to support the distribution of the employee's salary or wages among specific activities or cost objectives if the employee works on more than one federal award; a federal award and nonfederal award; an indirect cost activity and a direct cost activity; two or more indirect activities which are allocated using different allocation bases; or an unallowable activity and a direct or indirect cost activity. Condition: The City had incorrectly identified themselves as a subrecipient for four projects: Senior Outreach, Project SHUE, Summer Youth, and Family Resource Center. The monthly/quarterly invoices from the City that charged CDBG for these project costs included City employee payroll costs. The City employees did not document time spent on these projects on their City timesheets. Therefore, we were unable to verify the allowability of the hours charged to CDBG for these projects. Questioned Costs: $144,219 of payroll and benefit costs. Context: Each of the four City projects (Senior Outreach, Project SHUE, Summer Youth, and Family Resource Center) had monthly or quarterly invoices including payroll costs. All monthly or quarterly invoices were inspected and payroll costs were aggregated and included as questioned costs. Cause: The City believed that these projects were subrecipients and that payroll charges did not require the same supporting documentation as City employees that directly charge their hours to CDBG throughout the year. Effect: The amount of payroll charges relating to these projects may be overstated. Repeat Finding: This is not a repeat finding. Recommendation: We recommend the City implement policies and procedures to ensure that the City itself is not identified as a subrecipient and that all City payroll charges be supported by timesheets and other supporting documentation as required by the Uniform Guidance.

Corrective Action Plan

The City will implement policies and procedures to ensure the City itself is not identified as a subrecipient and that all City payroll charges are supported by timesheets and other supporting documentation required by the Uniform Guidance. The City staff have been trained regarding these policies and procedures and the proper coding of their timesheets to support payroll charges.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 386129 2023-001
    Significant Deficiency
  • 962571 2023-001
    Significant Deficiency
  • 962572 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $5.35M
20.205 Highway Planning and Construction $2.60M
14.218 Community Development Block Grants/entitlement Grants $1.88M
93.556 Promoting Safe and Stable Families $522,699
16.922 Equitable Sharing Program $216,506
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $41,908
20.600 State and Community Highway Safety $35,069
16.738 Edward Byrne Memorial Justice Assistance Grant Program $11,513
14.239 Home Investment Partnerships Program $7,845