Finding 385061 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-26
Audit: 298156
Organization: The Griffin Foundation (AZ)

AI Summary

  • Core Issue: Construction contracts funded by ESSER did not include required wage language for contractors and subcontractors.
  • Impacted Requirements: Non-compliance with federal ESSER fund regulations regarding wage standards for local labor.
  • Recommended Follow-Up: Implement training for staff on federal funding requirements and establish a policy for additional documentation before using federal funds for capital projects.

Finding Text

Required language was not included in the construction contracts using laborers and mechanics financed with ESSER funds. ESSER program required all construction contracts to include language in the contracts that all contractors or subcontractors must pay wages that are not less than those established for the locality of the project. Due to oversight of management and the outside accountant this requirement was not noted. Federal ESSER funds were spent on construction that did not include the required language in the contract. Management and the outside accountants should review the terms of the award to ensure all compliance requirements of the award are addressed appropriately. We acknowledge the audit finding regarding non-compliance with the management of our ESSER grant. We understand the importance of following the applicable rules and regulations for the use of federal funds. Current management will proceed with the following to prevent a similar oversight from reoccurring. 1 . Any Griffin Foundation staff who is responsible for the management of Federal funding will complete training focused on the requirements established by the Office of Budget Management (0MB). 2. Management will work with Grants Management staff to obtain training via their document library and/or annual conference. 3. Management will work with contracted accounting service to ensure similar training is received by their staff. 4. The Board of the Griffin Foundation will establish a policy that requires additional documentation and consideration before any future federal funds are used to fund a capital project.

Corrective Action Plan

Finding: Required language was not included in the construction contracts using laborers and mechanics financed with ESSER funds. The ESSER program requires all construction contracts to include language in the contracts that all contractors or subcontractors must pay wages that are not less than those established for the locality of the project. Cause: Management and outside accountant were unaware of this requirement when utilizing federal funds for capital projects. Response: We acknowledge the audit finding regarding non-compliance with the management of our ESSER grant. We understand the importance of following the applicable rules and regulations for the use of federal funds. Current management will proceed with the following to prevent a similar oversight from reoccurring. 1. Any Griffin Foundation staff who is responsible for the management of Federal funding will complete training focused on the requirements established by the Office of Budget Management (0MB). 2. Management will work with Grants Management staff to obtain training via their document library and/or annual conference. 3. Management will work with contracted accounting service to ensure similar training is received by their staff. 4. The Board of the Griffin Foundation will establish a policy that requires additional documentation and consideration before any future federal funds are used to fund a capital project. These steps will effectively address the audit finding and strengthen the management of our federal funding.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 385062 2023-001
    Significant Deficiency
  • 961503 2023-001
    Significant Deficiency
  • 961504 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $189,128
84.010 Title I Grants to Local Educational Agencies $175,781
93.575 Child Care and Development Block Grant $97,468
10.558 Child and Adult Care Food Program $84,662
84.367 Improving Teacher Quality State Grants $12,513
84.424 Student Support and Academic Enrichment Program $10,684
84.173 Special Education_preschool Grants $1,310
84.027 Special Education_grants to States $583