Finding 385031 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-03-26

AI Summary

  • Core Issue: Participants failed to provide necessary documentation, including utility payments and criminal record verification, leading to noncompliance with eligibility requirements.
  • Impacted Requirements: Compliance with 24 CFR Sections 982.551 and 982.553, as well as the Municipal Administrative Plan regarding participant responsibilities.
  • Recommended Follow-Up: Management should ensure thorough verification of required participant information to maintain compliance and program integrity.

Finding Text

FINDING REFERENCE NUMBER:2023-001 FEDERAL PROGRAM:(ALN 14.871) SECTOIN 8 HOUSING CHOICE VOUCHERS PROGRAM U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT AWARD NUMBER RQ007 COMPLIANCE REQUIREMENT ELIGIBILITY TYPE OF FINDING NONCOMPLIANCE AND SIGNIFICANT DEFICIENCY CRITERIA 24 CFR Section 982.551 (b) (1) establishes that the family must supply any information that the PHA or HUD determines is necessary in the administration of the program, including submission of required evidence of citizenship or eligible immigration status (as provided by 24 CFR part 5). “Information” includes any requested certification, release, or other documentation. In 24 CFR Section 982.553 (c) establishes the evidence of criminal activity. The PHA may terminate assistance for criminal activity by a household member as authorized in this section if the PHA determines, based on a preponderance of the evidence, that the household member has engaged in the activity, regardless of whether the household member has been arrested or convicted for such activity. In addition, the Municipal Administrative Plan establishes that the family is responsible for a breach of the HQS that is caused by any of the following: (a) the family fails to pay for any utilities that the owner is not required to pay for, but is necessary in the administration of the program, including submission of required evidence of citizenship or eligible which are to be paid by the tenant. And for the verification requirements for individual items, they must receive from a third party a letter from school to know that the children are attending school STATEMENT OF CONDITION During our audit procedures over eligibility, from our sample selected, we noted that in 4 instances, the participant didn't provide evidence of the utilities. According to the participants' contracts, the rent to the owner does not include utilities such as water and electricity, therefore the participants must provide evidence to the Municipality that they are paying the bills. In addition, one participant didn't provide the Negative Certificate of Penal Record to validate criminal record and the School Certification to validate that the children are attending school. QUESTIONED COSTS Not Applicable PERSPECTIVE INFORMATION This deficiency is a systemic problem, they have a monitor position that was created to review the HCV program for compliance with HUD requirements and make the Caguas PHA aware of any program problems, deficiency, fraud, abuse, and/or omissions, to maintain program integrity, but at this time, no person has been hired for this position affecting the effectiveness of the monitoring internal controls. The sample selected were 90 participant files. STATEMENT OF CAUSE The Municipality did not review the required information for the reexamination process prior to the approval of the contract. POSSIBLE ASSERTED EFFECT The Municipality can be providing assistance to a participant that is not complying with the program requirements, such as not paying utilities, which according to the Administrative Plan is a violation of the contract IDENTIFICATION OF REPEAT FINDING This is not a repeated Finding RECOMMENDATIONS We recommend management verify the required information for the participants in order to assure compliance with this requirement.

Corrective Action Plan

The Municipality of Caguas PHA will implement internal controls which ensure that the families files conform to the program requirements for the annual recertifications. Each month the Program Manager or the persona assigned by the Director, will select a sample of files of each zone and verify the following: Voucher Size, Family Composition, income., Inspection Documents, Payment Standards, Utilities, and the rent calculation in the Form HUD-50058, Family Report and other required documents. Files without all the required documentation will be assigned to the respective Housing Office (HO). The HO must contact the family and request the necessary documentation in order to complete the tenant file. The HO will be required to complete all corrective actions within 15 days upon assignment. If additional time is needed, the Director or the person assigned will evaluate the case and may provide an additional 15 days for a maximum of 30 days.

Categories

HUD Housing Programs Subrecipient Monitoring Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 961473 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $8.41M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $4.44M
93.356 Head Start Disaster Recovery $4.19M
14.218 Community Development Block Grants/entitlement Grants $2.15M
93.600 Head Start $1.37M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $1.23M
20.507 Federal Transit_formula Grants $885,399
93.575 Child Care and Development Block Grant $736,088
10.558 Child and Adult Care Food Program $627,475
84.287 Twenty-First Century Community Learning Centers $573,893
11.307 Economic Adjustment Assistance $537,576
14.239 Home Investment Partnerships Program $384,623
66.458 Capitalization Grants for Clean Water State Revolving Funds $307,574
21.027 Coronavirus State and Local Fiscal Recovery Funds $220,139
14.879 Mainstream Vouchers $213,101
14.231 Emergency Solutions Grant Program $165,432
20.505 Metropolitan Transportation Planning and State and Non-Metropolitan Planning and Research $133,040
16.575 Crime Victim Assistance $102,852
84.002 Adult Education - Basic Grants to States $88,853
94.006 Americorps $80,743
97.067 Homeland Security Grant Program $66,181
93.558 Temporary Assistance for Needy Families $64,053
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $52,192
16.835 Body Worn Camera Policy and Implementation $39,377
20.527 Public Transportation Emergency Relief Program $14,174
20.600 State and Community Highway Safety $13,802
93.053 Nutrition Services Incentive Program $13,258
20.616 National Priority Safety Programs $11,559
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $10,136
16.034 Coronavirus Emergency Supplemental Funding Program $1,107
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $460