Finding 384373 (2022-005)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-03-25
Audit: 297486
Organization: The City of Frederick, Maryland (MD)
Auditor: Brown Plus

AI Summary

  • Core Issue: Significant delays in submitting annual FFRs for the Health Center Program, with three out of four reports filed late.
  • Impacted Requirements: Annual and final FFRs must be submitted within 90 days post-report period; non-compliance risks future funding.
  • Recommended Follow-up: Implement a reporting schedule and assign a dedicated employee to ensure timely submissions moving forward.

Finding Text

Federal Agency: Department of Health and Human Services Federal Program: 93.224 Health Center Program Identification Numbers: H80CS29007 H8DCS36329 H8ECS38904 H8FCS41132-01-00 Requirement: Reporting Type of Finding: Significant deficiency in internal control over major program Criteria: Annual and final FFRs should be submitted 90 days after the report period quarter-end date. Condition: Annual FFRs filed for reporting periods within the year ended June 30, 2022 were not submitted timely. Cause: Proper monitoring of grant report submissions was not performed. Effect: Failure to comply with reporting requirements can result in deferral or restrictions of future funding decisions by the funding agency. Context: Of the four annual FFRs tested, three reports were submitted between 16 and 19 business days late. Repeat Finding: This finding was reported for the year ended June 30, 2021 as 2021-005. Recommendation: The Health Center and Finance Department should maintain a schedule of required reporting with corresponding due dates. A designated employee should be assigned to monitor the report submissions with the goal that reports should be submitted timely, in compliance with the grant agreements. Views of Responsible Official(s) and Planned Corrective Actions: See corrective action plan.

Corrective Action Plan

Grant database has been developed to tract grants and reporting due dates. Finance and the Health Center are meeting regularly to ensure timely submittal.

Categories

Reporting Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 384370 2022-002
    Significant Deficiency Repeat
  • 384371 2022-003
    Material Weakness
  • 384372 2022-004
    Significant Deficiency Repeat
  • 384374 2022-006
    Significant Deficiency
  • 384375 2022-007
    Material Weakness
  • 384376 2022-008
    Material Weakness
  • 384377 2022-009
    Material Weakness
  • 384378 2022-010
    Material Weakness
  • 384379 2022-011
    Significant Deficiency
  • 384380 2022-012
    Material Weakness
  • 384381 2022-013
    Significant Deficiency
  • 384382 2022-014
    Significant Deficiency
  • 384383 2022-015
    Material Weakness
  • 384384 2022-016
    Significant Deficiency
  • 384385 2022-017
    Significant Deficiency
  • 960812 2022-002
    Significant Deficiency Repeat
  • 960813 2022-003
    Material Weakness
  • 960814 2022-004
    Significant Deficiency Repeat
  • 960815 2022-005
    Significant Deficiency Repeat
  • 960816 2022-006
    Significant Deficiency
  • 960817 2022-007
    Material Weakness
  • 960818 2022-008
    Material Weakness
  • 960819 2022-009
    Material Weakness
  • 960820 2022-010
    Material Weakness
  • 960821 2022-011
    Significant Deficiency
  • 960822 2022-012
    Material Weakness
  • 960823 2022-013
    Significant Deficiency
  • 960824 2022-014
    Significant Deficiency
  • 960825 2022-015
    Material Weakness
  • 960826 2022-016
    Significant Deficiency
  • 960827 2022-017
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
20.106 Airport Improvement Program $4.76M
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $1.39M
93.137 Community Programs to Improve Minority Health Grant Program $985,426
59.075 Shuttered Venue Operators Grant Program $807,851
10.558 Child and Adult Care Food Program $805,355
93.568 Low-Income Home Energy Assistance $780,504
14.231 Emergency Solutions Grant Program $660,699
21.027 Coronavirus State and Local Fiscal Recovery Funds $415,035
93.569 Community Services Block Grant $407,287
14.267 Continuum of Care Program $182,884
14.218 Community Development Block Grants/entitlement Grants $151,936
81.042 Weatherization Assistance for Low-Income Persons $133,099
93.150 Projects for Assistance in Transition From Homelessness (path) $74,103
16.738 Edward Byrne Memorial Justice Assistance Grant Program $70,867
95.001 High Intensity Drug Trafficking Areas Program $58,844
16.745 Criminal and Juvenile Justice and Mental Health Collaboration Program $27,718
10.559 Summer Food Service Program for Children $16,751
93.499 Low Income Household Water Assistance Program $16,206
97.067 Homeland Security Grant Program $9,802
20.616 National Priority Safety Programs $9,148
21.026 Homeowner Assistance Fund $7,726
21.016 Equitable Sharing $6,000
20.600 State and Community Highway Safety $5,838
66.466 Chesapeake Bay Program $3,675