Finding 383855 (2022-005)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2022
Accepted
2024-03-22
Audit: 296891
Organization: Community Partners (CA)
Auditor: Singerlewak LLP

AI Summary

  • Core Issue: Payroll costs charged to the federal program were not based on actual hours worked, violating compliance standards.
  • Impacted Requirements: This finding breaches 2 CFR Section 200.430, which mandates accurate records for salary and wage charges.
  • Recommended Follow-Up: Implement procedures to review and approve time spent on each award to ensure compliance.

Finding Text

Allowable Costs/Cost Principles - Payroll Allocations Finding Type: Significant Deficiency in Internal control over compliance and noncompliance Federal Program Title and AL Number: Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) (93.323). Criteria: According to 2 CFR Section 200.430, charges to federal awards for salaries and wages must be based on records that accurately reflect the work performed. Condition and context: Payroll costs charged to the program were not based on actual hours worked. This condition was noted for two statistically valid samples. Cause: The Organization’s internal controls did not ensure compliance with 2 CFR Section 200.430. Effect: Estimated payroll charges to the federal award were not adjusted to reflect actual time spent. Questioned Costs: $15,701 (known), $94,514 (likely). Repeat finding: No. Recommendation: We recommend the Organization implement procedures to review and approve time spent on each award. Views of responsible officials and planned corrective actions: Management concurs with the finding and recommendation. Please see the attached corrective action plan.

Corrective Action Plan

Community Partners acknowledges that payroll costs did not consistently have sufficient documentation to support the hours charged to the program. Prior leadership did not establish clear guidelines for staff and program personnel to emphasize the time and effort requirements of federal awards. Current management has implemented guidelines and review procedures to ensure that compliance staff verify that hours charged to programs are appropriately supported. The person responsible for the corrective action detailed above will be Joyce Williams, Chief Financial and Operations Officer, (213) 346‐3202. We anticipate corrective action will be completed by June 30, 2024.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 383854 2022-004
    Material Weakness
  • 383856 2022-006
    Significant Deficiency
  • 383857 2022-007
    Material Weakness
  • 383858 2022-004
    Material Weakness
  • 383859 2022-005
    Significant Deficiency
  • 383860 2022-006
    Significant Deficiency
  • 383861 2022-007
    Material Weakness
  • 383862 2022-004
    Material Weakness
  • 383863 2022-005
    Significant Deficiency
  • 383864 2022-006
    Significant Deficiency
  • 383865 2022-007
    Material Weakness
  • 383866 2022-004
    Material Weakness
  • 383867 2022-005
    Significant Deficiency
  • 383868 2022-006
    Significant Deficiency
  • 383869 2022-007
    Material Weakness
  • 383870 2022-004
    Material Weakness
  • 383871 2022-005
    Significant Deficiency
  • 383872 2022-006
    Significant Deficiency
  • 383873 2022-007
    Material Weakness
  • 960296 2022-004
    Material Weakness
  • 960297 2022-005
    Significant Deficiency
  • 960298 2022-006
    Significant Deficiency
  • 960299 2022-007
    Material Weakness
  • 960300 2022-004
    Material Weakness
  • 960301 2022-005
    Significant Deficiency
  • 960302 2022-006
    Significant Deficiency
  • 960303 2022-007
    Material Weakness
  • 960304 2022-004
    Material Weakness
  • 960305 2022-005
    Significant Deficiency
  • 960306 2022-006
    Significant Deficiency
  • 960307 2022-007
    Material Weakness
  • 960308 2022-004
    Material Weakness
  • 960309 2022-005
    Significant Deficiency
  • 960310 2022-006
    Significant Deficiency
  • 960311 2022-007
    Material Weakness
  • 960312 2022-004
    Material Weakness
  • 960313 2022-005
    Significant Deficiency
  • 960314 2022-006
    Significant Deficiency
  • 960315 2022-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
94.006 Americorps $551,518
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $333,990
93.069 Public Health Emergency Preparedness $321,041
93.268 Immunization Cooperative Agreements $107,146
14.218 Community Development Block Grants/entitlement Grants $95,431
93.788 Opioid Str $95,000
21.027 Coronavirus State and Local Fiscal Recovery Funds $86,239
19.345 International Programs to Support Democracy, Human Rights and Labor $59,000
16.575 Crime Victim Assistance $50,000
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $50,000
16.582 Crime Victim Assistance/discretionary Grants $45,480
17.270 Reintegration of Ex-Offenders $34,291
45.129 Promotion of the Humanities_federal/state Partnership $30,000
10.675 Urban and Community Forestry Program $27,721
10.331 Gus Schumacher Nutrition Incentive Program $23,447
10.225 Community Food Projects $15,703
93.142 Niehs Hazardous Waste Worker Health and Safety Training $8,500