Finding 380497 (2023-002)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-15

AI Summary

  • Core Issue: Seven out of eight quarterly SF-425 reports were submitted late, along with one annual report.
  • Impacted Requirements: Compliance with financial reporting deadlines under Unaccompanied Alien Children program (Assistance Listing No. 93.676).
  • Recommended Follow-Up: Implement a procedure or checklist to ensure timely completion and submission of required reports.

Finding Text

Financial and Performance Reporting Information on Federal Program: Unaccompanied Alien Children (Assistance Lising No. 93.676) provided by the Department of Health and Human Services. Criteria: Compliance under Unaccompanied Alien Children (Assistance Listing No. 93.676): Financial Reporting Requirements, submission of SF-425, Federal Financial Report. Condition: During our testing of compliance with the submission of the SF-425, Federal Financial Report, we noted that seven of eight required quarterly reports were not filed by the required due date. In addition, the annual submission for long-term foster care was filed after the required due date. Questioned Cost: None Cause: The Home did not have a procedure in place to ensure that required reports were completed and submitted by the required due dates. Effect: Seven submissions of the quarterly, and one annual submission of Federal Financial Report (SF-425) were not filed by the required deadlines. Perspective Information: The Home has been operating at reduced staffing levels and has had turnover in finance positions which has disrupted normal operations. Repeat Finding: Yes Recommendation: We recommend the Home implement a procedure or checklist to ensure that the required reports are completed and submitted by the required due dates. Views of the Responsible Officials and Planned Corrective Actions: CHP underwent a transition in Fiscal leadership during this fiscal year. In addition, CHP was assigned a new Grant Management Specialist that rejected FFR reports for missing information that was not previously provided. Corrections were made following the rejections and the resubmission dates were updated with the latter date. CHP will continue to utilize a recurring calendar reminder.

Corrective Action Plan

Planned Corrective Action: CHP underwent a transition in Fiscal leadership during this fiscal year. In addition, CHP was assigned a new Grant Management Specialist that rejected FFR reports for missing information that was not previously provided. Corrections were made following the rejections and the resubmission dates were updated with the latter date. CHP will continue to utilize a recurring calendar reminder.

Categories

Reporting

Other Findings in this Audit

  • 380496 2023-001
    Significant Deficiency Repeat
  • 380498 2023-003
    Material Weakness
  • 956938 2023-001
    Significant Deficiency Repeat
  • 956939 2023-002
    Significant Deficiency Repeat
  • 956940 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.676 Unaccompanied Alien Children Program $12.67M
10.555 National School Lunch Program $105,864
10.553 School Breakfast Program $66,630
10.579 Child Nutrition Discretionary Grants Limited Availability $12,394
10.649 Pandemic Ebt Administrative Costs $2,512