Finding 37850 (2022-002)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2023-02-26
Audit: 33476
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Umatilla-Morrow Head Start, Inc. misclassified expenses by recording Head Start purchases under the Early Head Start Child Care Partnerships award.
  • Impacted Requirements: This error violates federal regulations requiring accurate financial reporting and internal controls over federally-funded programs.
  • Recommended Follow-Up: Implement procedures to ensure proper coding of expenditures to the correct awards in the general ledger.

Finding Text

2022-002: Internal Controls Over Reporting Head Start Program - AL No. 93.600 Grant Funding Source Grant Period Head Start U.S. Deparment of Health 06/01/2021 - 05/31/2022 10CH010945-03 and Human Service Early Head Start U.S. Deparment of Health 07/01/2021 - 06/30/2022 Child Care Partnerships and Human Service 10HP000422-02 Questioned Costs: None How the questioned costs were computed: N/A Condition: Umatilla-Morrow Head Start, Inc. made an error by recording Head Start purchases and obligations to the Early Head Start Child Care Partnerships award in its general ledger. Criteria: In accordance with 45 CFR ?75.302(b)(2) through 45 CFR ?75.302(b)(4) , the financial management system must provide accurate, current, and complete disclosure of the financial results of each Federal ward or program in accordance with the reporting requirements set forth in ??75.341 and 75.342 and that records identify adequately the source and application of funds for federally-funded activities including authorizations, obligations, unobligated balances, assets, expenditures, income and interest and be supported by source documentation. Effective internal controls and accountability must exist over all funds, property, and other assets to assue they are used solely for authorized purposes. Cause: Umatilla-Morrow Head Start, Inc.'s internal controls failed to detect the Head Start expenses erroneously coded to the Early Head Start Child Care Partnerhips award in the general ledger. Effect: Because of the above conditions, Umatilla-Morrow Head Start, Inc. was not in compliance with this requirement and a significant deficiency in internal control over compliance exists. Recommendation: We recommend Umatilla-Morrow establish procedures to ensure expenditures are being coded to the correct award in the general ledger.

Categories

Procurement, Suspension & Debarment Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 37849 2022-002
    Significant Deficiency
  • 614291 2022-002
    Significant Deficiency
  • 614292 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $679,521
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $593,904
93.600 Head Start $405,168
93.870 Maternal, Infant, and Early Childhood Home Visiting Program $352,818
10.558 Child and Adult Care Food Program $245,108
93.489 Child Care Disaster Funds $181,089
93.778 Medical Assistance Program $15,039