Finding 375811 (2023-002)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-13

AI Summary

  • Core Issue: The PHA reported inaccurate utility consumption and costs for AMP 7, failing to meet HUD requirements.
  • Impacted Requirements: Non-compliance with 24 CFR Section 990.200 and the UEL Formula (Form 52722) due to ineffective internal controls.
  • Recommended Follow-Up: Review Form 52722 before submission and provide training to staff on accurate reporting procedures.

Finding Text

CFDA 14.850 Public and Indian Housing Criteria: Pursuant to 24 CFR Section 990.200, the PHA is responsible for supplying accurate information to HUD for the calculation of Utility Expense Levels. Condition: For AMP 7, the actual consumption of CCFs and actual utility cost reported were lower than what was on the utility ledger and supporting invoices. Cause: The Authority’s internal control procedures to ensure compliance with Federal Special Tests and Provisions – UEL Formula (Form 52722) requirements were not operating as designed. Effect: The Authority was not in compliance with program’s Special Tests and Provisions – UEL Formula (Form 52722) requirements and controls were not operating effectively. Questioned Costs: The amount of questioned costs, if any, is undeterminable. Recommendation: The Authority should ensure that they review Form 52722 prior to submission to ensure accurate reporting. Management’s Response: Management agrees with the finding and is implementing procedures to correct it. The Housing Authority agrees with the finding and is implementing procedures to correct it. Applicable staff will be briefed on the finding and training will be provided on both written policy and procedure. The Housing Authority noted the difference but was unable to resubmit the report. Actions have been taken to build automatic flags in the utility tracking spreadsheet to prevent errors in the future.

Corrective Action Plan

Finding Number: 2023-002 Planned Corrective Action: The Housing Authority noted the difference but was unable to resubmit the report. Actions have been taken to build automatic flags in the utility tracking spreadsheet to prevent errors in the future. Anticipated Completion Date: 6/30/2024 Responsible Contact Person: Jen Coy, Fiscal and Budget Officer

Categories

HUD Housing Programs Special Tests & Provisions Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 375812 2023-001
    Material Weakness
  • 375813 2023-001
    Material Weakness
  • 375814 2023-001
    Material Weakness
  • 952253 2023-002
    Significant Deficiency
  • 952254 2023-001
    Material Weakness
  • 952255 2023-001
    Material Weakness
  • 952256 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $2.92M
14.879 Mainstream Vouchers $375,267
14.238 Shelter Plus Care $262,047
14.872 Public Housing Capital Fund $105,000
14.896 Family Self-Sufficiency Program $86,048
14.871 Section 8 Housing Choice Vouchers $76,041
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $12,687