Finding 372578 (2023-001)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-03-05

AI Summary

  • Core Issue: The organization miscalculated its management fees by including rents not yet received from HUD.
  • Impacted Requirements: This violates the HUD Management Agent Handbook guidelines for calculating allowable management fees.
  • Recommended Follow-Up: Revise internal control policies to ensure compliance with the HUD Management Agent Handbook.

Finding Text

Federal agency: U.S. Department of Housing and Urban Development Federal program title: Section 202 Supportive Housing for the Elderly CFDA Number: 14.157 Award Period: July 1, 2022 through June 30, 2023 Type of Finding: 􀁸 Material Weakness in Internal Control over Compliance Criteria: The HUD Management Agent Handbook requires that allowable management fees be calculated based, in part, on rents received during the award period. Condition: The Organization included rents earned, though not yet received from HUD, in its calculation of its allowable management fee, resulting in management fee expense in excess of the allowable amount. This was detected and corrected as part of the audit. Questioned Costs: $0 Cause: The year-end rents due from HUD were not backed out of the calculation of allowable management fee expense, as required by the HUD Management Agent Handbook. Effect or possible effect: Resulted in management fee expense in excess of amount allowable per the HUD Management Agent Handbook. This was detected and corrected as part of the audit. Recommendation: We recommend that the Organization review the HUD Management Agent Handbook and revise its internal control policies with regards to calculating its allowable management fee per the Handbook. Views of responsible officials: See management’s corrective action plan.

Corrective Action Plan

Audit period: July 1, 2022 – June 30, 2023The findings from the schedule of findings and questioned costs are discussed below. The findings are numbered consistently with the numbers assigned in the schedule. FINDINGS—FINANCIAL STATEMENT AUDIT MATERIAL WEAKNESS2023-001 Section 202 Supportive Housing for the Elderly – Assistance Listing No. 14.157 Recommendation: The auditor recommends that the Organization review the HUD Management Agent Handbook and revise its internal control policies with regards to calculating its allowable management fee per the Handbook. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management is reviewing its current training regarding the calculation of allowable management per the Handbook. While budgeted revenue will remain as the basis for the calculation, a process will be put in place to review amounts charged against allowed % of collected revenues each year. Management will review the calculation and a Receivable or Payable will be recorded to “true up” the amount to actual for the Fiscal Year. Name(s) of the contact person(s) responsible for corrective action: Sergio Plaza Planned completion date for corrective action plan: December 15, 2023 and Ongoing If the U.S. Department of Housing and Urban Development has questions regarding this plan, please call Sergio Plaza at 508-688-5608.

Categories

HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 372579 2023-001
    Material Weakness
  • 949020 2023-001
    Material Weakness
  • 949021 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $302,326