Finding 372129 (2023-001)

-
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-03-04
Audit: 293420
Organization: Doane University (NE)

AI Summary

  • Core Issue: The University miscalculated the return of Title IV funds for one student due to using the wrong number of days for the calculation.
  • Impacted Requirements: This violates 34 CFR 668.22, which mandates accurate calculations and timely returns of unearned funds within 45 days of withdrawal.
  • Recommended Follow-Up: Review and update policies and training on withdrawal and R2T4 calculations to ensure compliance and accuracy in future calculations.

Finding Text

Criteria: 34 CFR 668.22 requires that when a recipient of Title IV grant or loan assistance withdraws from an institution during a payment period or period of enrollment in which the recipient began attendance, the institution must determine the amount of Title IV grant or loan assistance that the student earned as of the student's withdrawal date in accordance with Federal regulations and return the unearned portion of the grant or loan funds to the Title IV programs as soon as possible but no later than 45 days after the withdrawal date. Condition/Context: In a sample of 7 students that withdrew during the fiscal year, the University calculated the required return to Title IV for one student incorrectly by using the incorrect number of days for the base. The sample was not a statistically valid sample. Cause: The University incorrectly used the wrong number of days as a base for the spring semester to use in the return of Title IV funds calculation. Effect: The return of Title IV (R2T4) funds calculations were incorrect for the Spring 2023 term requiring the student to return more than required. Questioned costs: The error resulted in $43 more in Direct Student Loan funds returned than required. Recommendation: It is recommended that the University review interpretations, policies and procedures in place for withdrawals and R2T4 calculations to ensure that correct dates and institutional charges are being used. Management Response: The Financial Aid office reviewed documentation to determine the total number of students impacted by this finding. No corrections to other students are required. This finding was reviewed and discussed with Financial Aid staff, including training, to review correct calculations for future semester/term calendar days. The University also reviewed days uses for 2023-2024 calendar to ensure they are in line with regulations.

Corrective Action Plan

The Financial Aid team is conducting staff training regarding return to Title IV calculations and compliance led by the Financial Aid Director. This includes all return to Title IV calculations being reviewed by the Financial Aid Director before final submission.

Categories

Questioned Costs Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $9.47M
84.063 Federal Pell Grant Program $1.33M
84.038 Federal Perkins Loan Program $446,694
84.042 Trio_student Support Services $245,541
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $139,972
84.033 Federal Work-Study Program $128,615
84.007 Federal Supplemental Educational Opportunity Grants $101,875
45.162 Promotion of the Humanities_teaching and Learning Resources and Curriculum Development $85,416
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $77,123
47.079 Office of International Science and Engineering $63,076
47.074 Biological Sciences $35,750
93.859 Biomedical Research and Research Training $23,424
47.076 Stem Education $19,011
93.959 Block Grants for Prevention and Treatment of Substance Abuse $15,724
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $14,704
47.070 Computer and Information Science and Engineering $12,200
84.425U Covid-19 - Education Stabilization Fund $9,908
47.083 Integrative Activities $1,237