Finding 37134 (2022-003)

Significant Deficiency
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-05-25
Audit: 31559
Auditor: Sikich LLP

AI Summary

  • Core Issue: Several expenses lacked documented approvals, leading to unverified reviews and a significant data entry error.
  • Impacted Requirements: Procedures for reviewing and approving expenses were not consistently followed, resulting in unallowed costs.
  • Recommended Follow-Up: Remind employees to consistently apply review and approval procedures for all reimbursement requests.

Finding Text

Condition: During our testing of the allowable costs/costs principles requirement for the major federal program above, we noted several expenses that lacked documented approvals and therefore the review process could not be verified. Further one expense improperly entered for reimbursement of $5,334 when the actual expense was $53.34. This data entry error created an overbilling for the month in question of $5,281 in unallowed costs. Criteria: Procedures should be in place to review expenses and document approvals to ensure clerical and mathematical accuracy of monthly invoicing to respective federal programming. Cause: Procedures are not currently being consistently applied to review and approve expenses being requested for reimbursement. Effect: As a result of the deficiency noted, our audit procedures identified several transactions where review and approval could not be verified and one unallowed cost. Recommendation: Employees should be reminded of the importance of consistently applying the procedures in place to review and approve all expenditures being requested for reimbursement.

Corrective Action Plan

Managers have explained the importance of properly accounting and reviewing grant reimbursements with accounting staff. Staff accountants will review reimbursements thoroughly for errors such as typos before submitting reports.

Categories

Questioned Costs Allowable Costs / Cost Principles Cash Management

Other Findings in this Audit

  • 613576 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.558 Temporary Assistance for Needy Families $3.60M
84.287 Twenty-First Century Community Learning Centers $2.12M
84.425 Covid-19 - Education Stabilization Fund $857,769
84.425 Covid 19 - Education Stabilization Fund $783,182
10.558 Child and Adult Care Food Program $549,313
10.559 Summer Food Service Program for Children $199,991
16.726 Juvenile Mentoring Program $140,871
84.425 Covid - 19 - Education Stabilization Fund $110,271
14.218 Community Development Block Grants/entitlement Grants $64,617
93.575 Child Care and Development Block Grant $25,729