Finding 370693 (2020-001)

Significant Deficiency
Requirement
L
Questioned Costs
$1
Year
2020
Accepted
2024-02-27
Audit: 292384
Organization: Montgomery County Arkansas (AR)
Auditor: Ata PLLC

AI Summary

  • Core Issue: The County failed to submit the required certification to the U.S. Forest Service by the February 1 deadline.
  • Impacted Requirements: This non-compliance affects the Reporting and Special Tests and Provisions of the grant.
  • Recommended Follow-Up: County management should review compliance requirements and establish procedures to ensure timely submissions in the future.

Finding Text

Information on the Federal Program: CFDA 10.665- U.S. Department of Agriculture Schools and Roads Grants to States, U.S. Forest Service Cluster passed through Arkansas State Treasurer. Compliance Requirements. Activities Allowed or Unallowed, Allowable Costs Principles, Cash Management, Matching Level of Effort, Earmarking, Reporting, Special Tests and Provisions. Criteria: Program requirements state that no later than February 1, of the year after Title III funds are expended, the County must submit a certification to the U.S. Forest Service that the County funds expended in the applicable year have been used for the uses authorized under this Title including the amounts expended and their uses. Condition: The County had not completed and submitted the certification to the proper authorities. Cause. County management was unaware of this requirement. Effect or Potential Effect. As a result, the County is not in compliance with the Reporting and Special Tests and Provisions requirements of the grant. Questioned Costs: $ 10,603. Context: Our review of the expenditures indicated the funds were used for expenditures that are allowable under the program, however, because the County did not submit the certification to the resource advisory committee, the expenditures are considered questioned costs. Recommendations: County management should review the compliance requirements of the grant and implement procedures to ensure the County is in compliance with all of the material compliance requirements of the grant.

Corrective Action Plan

We agree with the finding as reported. Steps to be taken to ensure this does not happen include: • Providing additional training to ensure staff are aware of the requirements related to Title III funds certification of the use of funds as required by the program. • Assigning a staff person the responsibility for completing the cerification by the February 1 deadline date with County Judge approval prior to the submission.

Categories

Questioned Costs Matching / Level of Effort / Earmarking Special Tests & Provisions

Other Findings in this Audit

  • 947135 2020-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.665 Schools and Roads - Grants to States $1.30M
21.019 Coronavirus Relief Fund $547,956
12.112 Payments to States in Lieu of Real Estate Taxes $52,650
97.042 Emergency Management Performance Grants $22,102
93.617 Voting Access for Individuals with Disabilities_grants to States $3,597
16.034 Coronavirus Emergency Supplemental Funding Program $2,623