Finding 370106 (2023-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-02-22

AI Summary

  • Core Issue: WCCC's internal controls for reporting on the Education Stabilization Fund were ineffective, leading to inaccuracies in both quarterly and annual reports.
  • Impacted Requirements: Reports did not align with federal requirements, including discrepancies in institutional expenses and incorrect student counts for grant funding.
  • Recommended Follow-Up: WCCC should establish a reliable process to ensure accurate completion of all required reports moving forward.

Finding Text

Finding 2023-001: Education Stabilization Fund Reporting Federal Agency: Department of Education Program: COVID-19 Education Stabilization Fund 84.425 Criteria: In accordance with the Higher Education Emergency Relief Fund reporting requirements found in the 2 CFR Part 200, quarterly reports for institutional portions of the grant are to be completed and include the amounts of institutional funds spent. In addition, the annual report is to include the amount expended for both student and institutional portions of the grant and the number of students awarded student grant funds through December 31, 2022. Condition: The internal control system to ensure that this program was fully in compliance with all reporting requirements was not operating effectively. The amount of institutional expenses reported on the quarterly reports and posted to WCCC’s website initially did not agree to the 2023 institutional funds reported on the Schedule of Expenditures of Federal Awards. Various reports, including prior year reports, were updated after being posted to WCCC’s website. WCCC was able to produce reports for all quarters of the grant period that reconciles to the institutional fund expenditures reported on the Schedule of Expenditures of Federal Awards, however, a process is not in place to ensure that the reports initially prepared and posted to WCCC’s website are accurate. The annual report also incorrectly reported the number of unduplicated students who received grant funding during calendar year 2022. Cause: Procedures in place to ensure that the annual and quarterly reports were completed accurately were not adequate. Effect: Westmoreland County Community College (WCCC) was not in compliance with all annual and quarterly reporting requirements. Repeat Finding: This is a repeat finding of 2022-002. Questioned costs: None Recommendation: We recommend that WCCC implement a procedure to ensure that all required Education Stabilization Fund reporting is completed accurately. View of Responsible Officials and Planned Corrective Action: All the reports were filed throughout the grant in a timely manner but not always correctly. A former employee filed these reports. Current staff have been working to get all the reports corrected and posted back to the college's web site. The College grant writing/compliance employee unfortunately left after 1 month. WCCC continues to advertise for this position along with the Asst Controller position for Grants and Foundation.

Categories

Reporting

Other Findings in this Audit

  • 370088 2023-003
    Material Weakness
  • 370089 2023-004
    Material Weakness
  • 370090 2023-005
    Material Weakness
  • 370091 2023-003
    Material Weakness
  • 370092 2023-004
    Material Weakness
  • 370093 2023-005
    Material Weakness
  • 370094 2023-003
    Material Weakness
  • 370095 2023-004
    Material Weakness
  • 370096 2023-005
    Material Weakness
  • 370097 2023-003
    Material Weakness
  • 370098 2023-004
    Material Weakness
  • 370099 2023-005
    Material Weakness
  • 370100 2023-001
    Material Weakness Repeat
  • 370101 2023-002
    Material Weakness
  • 370102 2023-001
    Material Weakness Repeat
  • 370103 2023-002
    Material Weakness
  • 370104 2023-001
    Material Weakness Repeat
  • 370105 2023-002
    Material Weakness
  • 370107 2023-002
    Material Weakness
  • 946530 2023-003
    Material Weakness
  • 946531 2023-004
    Material Weakness
  • 946532 2023-005
    Material Weakness
  • 946533 2023-003
    Material Weakness
  • 946534 2023-004
    Material Weakness
  • 946535 2023-005
    Material Weakness
  • 946536 2023-003
    Material Weakness
  • 946537 2023-004
    Material Weakness
  • 946538 2023-005
    Material Weakness
  • 946539 2023-003
    Material Weakness
  • 946540 2023-004
    Material Weakness
  • 946541 2023-005
    Material Weakness
  • 946542 2023-001
    Material Weakness Repeat
  • 946543 2023-002
    Material Weakness
  • 946544 2023-001
    Material Weakness Repeat
  • 946545 2023-002
    Material Weakness
  • 946546 2023-001
    Material Weakness Repeat
  • 946547 2023-002
    Material Weakness
  • 946548 2023-001
    Material Weakness Repeat
  • 946549 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $8.41M
84.063 Federal Pell Grant Program $5.36M
84.425 Covid-19 Education Stabilization Fund $427,682
84.048 Career and Technical Education -- Basic Grants to States $391,243
84.042 Trio_student Support Services $313,180
84.007 Federal Supplemental Educational Opportunity Grants $218,500
64.027 Post-9/11 Veterans Educational Assistance $186,058
93.558 Temporary Assistance for Needy Families $94,876
17.235 Senior Community Service Employment Program $66,524
23.011 Appalachian Research, Technical Assistance, and Demonstration Projects $47,604
84.033 Federal Work-Study Program $34,440
93.324 State Health Insurance Assistance Program $33,394
94.002 Retired and Senior Volunteer Program $31,793
12.006 National Defense Education Program $14,675
64.116 Veterans Readiness and Employment $5,392
11.307 Covid-19 Economic Adjustment Assistance $207