Finding 370000 (2023-004)

Significant Deficiency
Requirement
M
Questioned Costs
-
Year
2023
Accepted
2024-02-21

AI Summary

  • Core Issue: Subrecipient monitoring policies were not followed, leading to inadequate documentation of annual reviews.
  • Impacted Requirements: Compliance with the Uniform Guidance was not met, risking potential misuse of grant funds.
  • Recommended Follow-Up: Management should implement and document effective internal control procedures for subrecipient monitoring.

Finding Text

Federal Agency: U.S. Department of Justice Federal Program and Assistance Listing Number: Juvenile Mentoring Program, 16.726 Identification Number: 15PJDP-22-AG-04915-MENT Grant Period: October 1, 2022 – December 31, 2023 2023-004 Subrecipient Monitoring – Significant Deficiency in Internal Control over Compliance Criteria and Condition: Established subrecipient monitoring policies were not followed with regard to documenting the annual review over subrecipient activities. Cause: Management did not document their annual review of subrecipient activities as required by the Uniform Guidance. Effect: Not requesting a copy of the annual subrecipient audit or following up on issues identified may result in misuse of grant funds that may not be identified and corrected on a timely basis. Context: The Uniform Guidance requires that subrecipient activities be monitored, including that subrecipients take timely and appropriate action on all deficiencies pertaining to the award that are detected through audits, on site review, and other means. Questioned Costs: This finding did not result in any questioned costs. Identification of Repeat Findings: This is not a repeat finding. Recommendation: We recommend management ensure proper internal control procedures are in place for effective subrecipient monitoring and to document their annual review process. Views of Responsible Officials and Planned Corrective Actions: BBBSC is in the process of updating subgrantee monitoring control procedures necessary to ensure the highest level of transparency and accountability, and to avoid any potential misuse of grant funds. Annual review of subgrantee activities by BBBSC will be documented in a permanent file.

Corrective Action Plan

BBBSC is in the process of updating subgrantee monitoring control procedures necessary to ensure the highest level of transparency and accountability, and to avoid any potential misuse of grant funds. Annual review of subgrantee activities by BBBSC will be documented in a permanent file.

Categories

Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 369997 2023-002
    Material Weakness
  • 369998 2023-003
    Significant Deficiency
  • 369999 2023-003
    Significant Deficiency
  • 946439 2023-002
    Material Weakness
  • 946440 2023-003
    Significant Deficiency
  • 946441 2023-003
    Significant Deficiency
  • 946442 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.726 Juvenile Mentoring Program $264,606