Finding 369659 (2023-001)

Significant Deficiency
Requirement
AB
Questioned Costs
$1
Year
2023
Accepted
2024-02-19

AI Summary

  • Core Issue: The District prepaid for a software subscription using ESSER II funds, violating rules that only allow payment for benefits received in the current grant year.
  • Impacted Requirements: Noncompliance with 2 CFR 200 Subpart E regarding allowable activities and costs, leading to questioned costs of $37,650.
  • Recommended Follow-Up: The District should enhance controls and review requirements for allowable activities and costs to prevent future violations.

Finding Text

2023-001- Allowable Activities/Allowable Costs- Non payroll expenditures Type of Finding: Significant Deficiency in Internal Controls over Compliance/ Noncompliance Federal Agency: U.S. Department of Education Federal Program Name: Education Stabilization Fund (ESF) COVID-19 Assistance Listing Number: 84.425D, U Pass-Through Entity: Texas Department of Education Pass-Through Number(s): All Pass-Through Numbers Present in the SEFA Award Period: Statistically Valid Sample: No, and not intended to be a Statistically Valid Sample. Criteria or Specific Requirements In accordance with 2 CFR 200 Subpart E, a cost is allocable to a particular Federal award or other cost objective if the goods or services involved are chargeable or assignable to that Federal award or cost objective in accordance with relative benefits received. Condition During our testing over allowable activities/costs, we noted that the District prepaid for multiple years of a software subscription from ESSER II funds. Benefits not yet received may not be paid with ESSER funds; therefore, only one year of service per grant year is allowable. The portion of the payment that was for access to the software in Fiscal Year 2023 was allowable, but the portion of the payment for access to the software in Fiscal Years 2024 and 2025 was unallowable since the benefit was not yet received. Questioned Costs $37,650 Context The condition was identified as a result of dual-purpose test work performed for internal controls over compliance/compliance with the allowable activities and allowable costs requirements through review of supporting documentation of non-payroll expenditures. Once this was identified and communicated to the District, the District was able reclassify the portion of the payment that was for access to the software in fiscal years 2024 and 2025 to the General Fund prior to August 31, 2023. The District identified eligible expenditures recorded in the General Fund in Fiscal Year 2023 and reclassified to ESSER II to replace the unallowable expenditures. Cause Historically, the District has not prepaid for subscriptions that will be used in future years and was unaware that this was not allowed to be paid from federal funds. Effect The District did not comply with allowable activities and allowable costs requirements prescribed by 2 CFR Part 200 Uniform Guidance. Repeat Finding No Recommendation The District should review allowable activities and allowable costs requirements, and enhance controls to ensure compliance with the requirements. Views of Responsible Officials There is no disagreement with the audit finding. See corrective action plan.

Corrective Action Plan

The responsible parties will more closely review program guidelines for each individual grant program before approving expenditure requests . The District will review allowable activities and allowable costs requirements, and enhance controls to ensure compliance with the requirements .

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 369660 2023-001
    Significant Deficiency
  • 946101 2023-001
    Significant Deficiency
  • 946102 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $586,725
84.010 Title I Grants to Local Educational Agencies $223,666
84.027 Special Education_grants to States $137,123
10.553 School Breakfast Program $130,262
10.555 National School Lunch Program $68,729
84.367 Improving Teacher Quality State Grants $52,340
84.365 English Language Acquisition State Grants $21,681
84.424 Student Support and Academic Enrichment Program $20,700
84.048 Career and Technical Education -- Basic Grants to States $17,453
84.173 Special Education_preschool Grants $11,873
84.369 Grants for State Assessments and Related Activities $1,439
10.649 Pandemic Ebt Administrative Costs $628
10.560 State Administrative Expenses for Child Nutrition $106