Finding 369658 (2023-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-02-19

AI Summary

  • Core Issue: The Center failed to use formal procurement methods for services over $25,000, violating compliance standards.
  • Impacted Requirements: Written standards of conduct and procurement procedures were not followed, leading to material noncompliance.
  • Recommended Follow-Up: Ensure management adheres to written procurement guidelines for all relevant expenditures to maintain compliance.

Finding Text

Finding – Procurement Standards Information on the Federal Program: Federal Program: 93.526 – Grants for Capital Development in Health Centers Agency: U.S. Department of Health and Human Services Pass-Through Entity: N/A Compliance Requirement: Procurement, Suspension, and Debarment Type of Finding: Material Noncompliance Criteria: Program requirements state that recipients and subrecipients must perform the following: 1) Non-federal entities must maintain written standards of conduct governing actions of employee engagement in procurement activities 2) non-federal entities must maintain written procedures for procurement transactions 3) when value of procurement for property or services is over the simplified acquisitions threshold ($25,000) formal procurement methods are required under sealed bid or proposal procurement methods. Condition: During the year ended June 30, 2023, we noted that the Center obtained services requiring the use of procurement standards related to the construction of property; however, formal procurement methods such as sealed bid or proposals were not performed. Cause: Management did not follow its written policies and procedures as the contract prices were deemed suitable to not require additional solicitations or proposals. Effect or Potential Effect: As a result, the Center did not meet the required standards related to procurement. Recommendation: We recommend that management follow their written guidance for all expenditures that require procurement standards to be followed to ensure there are no issues in compliance with the standard. Views of Responsible Official: Management concurs with the audit finding; however, management notes that the contract prices were determined reasonable to not require further solicitations. Management compared the costs to a recent project completed by the Center and its experience with the vendors utilized for that project. Management will ensure that procurement procedures are followed for all future expenditures as required.

Corrective Action Plan

Planned Corrective Action: To correct this deficiency, the Center has put the following planned corrective action in place: Management will ensure the Center’s written procurement policies are followed for all future expenditures as required. Name of Contact Person: Michel Bile, Chief Financial Officer Anticipated Completion Date: January 2024

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 946100 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $1.40M
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $782,797
93.914 Hiv Emergency Relief Project Grants $282,457