Finding 369576 (2023-003)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-02-16
Audit: 290951
Organization: Arc Knox County (TN)
Auditor: Kim W Grubb CPA

AI Summary

  • Answer: There is a lack of proper separation of accounting duties, which weakens internal controls.
  • Trend: This issue affects the accuracy and reliability of financial reporting, especially for federal awards.
  • List: Review and restructure accounting roles to ensure clear separation of duties for better control.

Finding Text

All accounting duties are not adequately separated to the extent necessary for complete internal control, including those related to recording and reporting transactions related to federal award programs.

Corrective Action Plan

Accounting responsibilities between accounting staff are being evaluated and will be reassigned to include bank reconciliation responsibilities and any accounting functions regarding recording & reporting of federal awards. All changes in accounting responsibilities will be reassigned and implemented by the end of fiscal year 2023-2024.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 369577 2023-003
    Significant Deficiency
  • 369578 2023-003
    Significant Deficiency
  • 946018 2023-003
    Significant Deficiency
  • 946019 2023-003
    Significant Deficiency
  • 946020 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 US Dept of Health & Human Services-Medical Assistance $636,836
84.181A US Dept of Education-Infant & Toddlers/families (part C) $121,510
93.958 US Dept of Health & Human Services-Community Block Grants $24,079
10.561 US Dept of Agriculture-Food Stamps $11,372