Finding 369353 (2021-003)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2021
Accepted
2024-02-15
Audit: 290581
Organization: Legacy Senior Services (MN)
Auditor: Eide Bailly LLP

AI Summary

  • Core Issue: The organization failed to have an approved budget for the entire reporting period before the required date, leading to incorrect reporting for the COVID-19 Provider Relief Fund.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) regarding effective internal control over federal awards was not met.
  • Recommended Follow-Up: Management should establish procedures to ensure future lost revenue calculations align with federal program requirements.

Finding Text

Federal Financial Assistance Listing #93.498 COVID‐19 Provider Relief Fund (PRF) and American Rescue Plan (ARP) Rural Distribution Applicable Federal Award Number and Year – Period 1 and Period 2 TIN #201209404, Period 1 and Period 2 TIN #208729268, Period 2 TIN #262181659, Period 1 and Period 2 TIN #273274611, Period 2 TIN #800015864 Reporting Material Weakness in Internal Control Over Compliance and Material Noncompliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and conditions of the federal award. Condition: The Organization selected option ii to calculate lost revenue which consists of a comparison of actual results during the period of availability to the approved budget. The Organization did not have a budget for the entire reporting period that was approved prior to March 27, 2020. Cause: The Organization did have an approved budget prior to March 27, 2020, for calendar year 2020, but the approved budget did not cover the entire period of availability. Effect: The reporting to HHS for Period 1 and 2 was considered incorrect. The Organization did not have a budget approved prior to March 27, 2020, for the entire period of availability. Questioned Costs: None reported. Context: Key line items were tested on the Period 1 and 2 Department of Health and Human Services special reports. Repeat Finding from Prior Years: No Recommendation: We recommend that management implement procedures to ensure the lost revenue calculation claimed meet the requirements of the federal program. Views of Responsible Officials: Management agrees with the finding.

Corrective Action Plan

Finding Summary: The Organization selected option ii to calculate lost revenue which consists of a comparison of actual results during the period of availability to the approved budget. The Organization did not have a budget for the entire reporting period that was approved prior to March 27, 2020. Responsible Individuals: Stephanie Schmidt, Director, Financial Planning & Analysis Corrective Action Plan: The organization thought it was calculating lost revenue appropriately and later realized the budget needed to be approved prior March 27, 2020. The lost revenue calculation was revised to Option i in Period 4 reporting. Anticipated Completion Date: March 2023

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 369352 2021-002
    Significant Deficiency
  • 369354 2021-004
    Material Weakness
  • 945794 2021-002
    Significant Deficiency
  • 945795 2021-003
    Material Weakness
  • 945796 2021-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.498 Provider Relief Fund $1.54M
21.019 Coronavirus Relief Fund $649,450