Finding 367224 (2022-007)

Material Weakness
Requirement
G
Questioned Costs
-
Year
2022
Accepted
2024-02-14
Audit: 290336
Organization: Municipality of Barceloneta (PR)
Auditor: Jafcha Group LLC

AI Summary

  • Core Issue: The Municipality failed to accurately record and report Non-Federal Share contributions, leading to a significant discrepancy of over $2 million.
  • Impacted Requirements: Compliance with federal regulations on matching funds, specifically 45 CFR § 75.306, which mandates proper documentation and verifiable records.
  • Recommended Follow-up: Ensure the Municipality improves accounting practices, implements internal controls for documentation, and provides training on the accounting system for accurate Federal Financial Reports.

Finding Text

Federal Agency: U.S. Department of Health and Human Services (HHS) Pass-through Agency: N/A Federal Programs Title: Head Start and Early Head Start 02CH01049105 CFDA Number: 93.600 Compliance Requirement: Matching Non-Federal Share Type of Finding: Material Noncompliance and Material Weakness Responsible Official: Federal Program Director Criteria Section 75.306 Cost sharing or matching Federal regulations require to the Municipality, any shared costs or matching funds and all contributions, including cash and third-party in-kind contributions, must be accepted as part of the non-Federal entity’s cost sharing, or matching when such contributions meet all the following criteria: (1) Are verifiable from the non-Federal entity’s records. Federal regulations require award recipients’ financial management systems to be able to provide accurate, current, and complete disclosure of the financial results of each Federal award (45 CFR § 75.302 (b)(2)) and to be adequately documented. Condition The Municipality entities must record in the electronic accounting system (Monet), supporting documents must comply with Non-Federal shares required. The documents presented by the Municipality from March 2021 to February 2023 as Non-Federal Share for $2,897,167 do not agree with the recipient share presented in the Federal Financial Report sent to the Finance Management System on May 3, 2022, 0, required amount $4,909,078 as recipient share of expenditures. Cause The municipality does not record in the electronic accounting system “Monet” the In-Kind contribution to be reported in the Payment System for the year ended June 30, 2022, and the monthly reports presented to board of directors do not included. Effect: The Municipality did not comply with the requirement of Non-Federal share required by US Department of Health & Human Services for the Head Start and Early Head Start programs; this could affect the continuance and new approvals of federal program funds. Questioned cost: Not determined Identification of a repeated finding: None repeating findings were found. Recommendations: We recommend the Municipality maintain adequate accounting records related to the federal funds to properly prepare the financial statements accurately and in a timely manner. In addition, the Municipality needs to implement adequate internal controls procedures to assure that the supporting documentation is available on the Monet system in a timely manner. Also, proper training in the accounting system should be obtained by the personnel in charge of preparing the Federal Financial Reports required by Head Start. Management Response: Agreed with the Finding: The accounting team has been instructed to consistently record the monthly in-kind contributions in the Monet System, ensuring their inclusion in the Federal Financial Report. Contrary to the assertion that the reported contribution is inaccurate, we stand by the correctness of our records. To address any concerns, we invite you to request the amended Federal Financial Report, which will include a comprehensive reconciliation of the in-kind contribution with our meticulously maintained accounting books. We are committed to providing you with this information promptly and transparently.

Corrective Action Plan

Statement of Condition: The Municipality entities must record in the electronic accounting system (Monet), supporting documents must comply with Non-Federal shares required. The documents presented by the Municipality from March 2021 to February 2023 as Non-Federal Share for $2,897,167 do not agree with the recipient share presented in the Federal Financial Report sent to the Finance Management System on May 3, 2022, for $5,465,711. Correction Action Planned for 2022-007: The accounting team has been instructed to consistently record the monthly in-kind contributions in the Monet System, ensuring their inclusion in the Federal Financial Report. Contrary to the assertion that the reported contribution is inaccurate, we stand by the correctness of our records. To address any concerns, we invite you to request the amended Federal Financial Report, which will include a comprehensive reconciliation of the in-kind contribution with our meticulously maintained accounting books. We are committed to providing you with this information promptly and transparently. Anticipated Completion Date June 2023

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 367218 2022-003
    Material Weakness
  • 367219 2022-003
    Material Weakness
  • 367220 2022-004
    Material Weakness Repeat
  • 367221 2022-003
    Material Weakness
  • 367222 2022-004
    Material Weakness Repeat
  • 367223 2022-003
    Material Weakness
  • 367225 2022-008
    Material Weakness Repeat
  • 367226 2022-003
    Material Weakness
  • 367227 2022-005
    Material Weakness Repeat
  • 367228 2022-006
    Material Weakness
  • 367229 2022-007
    Material Weakness
  • 367230 2022-008
    Material Weakness Repeat
  • 367231 2022-003
    Material Weakness
  • 367232 2022-005
    Material Weakness Repeat
  • 367233 2022-008
    Material Weakness Repeat
  • 367234 2022-003
    Material Weakness
  • 367235 2022-003
    Material Weakness
  • 367236 2022-003
    Material Weakness
  • 367237 2022-003
    Material Weakness
  • 943660 2022-003
    Material Weakness
  • 943661 2022-003
    Material Weakness
  • 943662 2022-004
    Material Weakness Repeat
  • 943663 2022-003
    Material Weakness
  • 943664 2022-004
    Material Weakness Repeat
  • 943665 2022-003
    Material Weakness
  • 943666 2022-007
    Material Weakness
  • 943667 2022-008
    Material Weakness Repeat
  • 943668 2022-003
    Material Weakness
  • 943669 2022-005
    Material Weakness Repeat
  • 943670 2022-006
    Material Weakness
  • 943671 2022-007
    Material Weakness
  • 943672 2022-008
    Material Weakness Repeat
  • 943673 2022-003
    Material Weakness
  • 943674 2022-005
    Material Weakness Repeat
  • 943675 2022-008
    Material Weakness Repeat
  • 943676 2022-003
    Material Weakness
  • 943677 2022-003
    Material Weakness
  • 943678 2022-003
    Material Weakness
  • 943679 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.600 Head Start $26.90M
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.33M
93.356 Head Start Disaster Recovery $1.40M
21.019 Coronavirus Relief Fund $940,526
14.871 Section 8 Housing Choice Vouchers $798,015
10.558 Child and Adult Care Food Program $547,147
93.600 Early Head Start $515,888
20.500 Federal Transit_capital Investment Grants $500,377
90.404 2018 Hava Election Security Grants $315,623
14.218 Community Development Block Grants/entitlement Grants $118,405
14.231 Emergency Solutions Grant Program $117,220
20.500 Traffic Safety Commission $93,455
97.067 Homeland Security Grant Program $48,954
16.547 Victim of Child Abuse $48,387
93.556 Promoting Safe and Stable Families $44,598
14.269 Puerto Rico Department of Housing Assistance Secretary for Community Planning and Development Cdbg-Dr $33,473
14.241 Housing Opportunities for Persons with Aids $29,352
10.448 Rural Development Multi-Family Housing Rural Housing Voucher Demonstration Program $28,967
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $23,691
14.871 Cares Act Funding Transferred to Mtw $21,715