Finding 366767 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-02-09
Audit: 289769
Organization: North Wasco County Sd #21 (OR)
Auditor: Sensiba LLP

AI Summary

  • Core Issue: The District failed to implement effective internal controls to obtain certified payroll reports for ESSER-funded construction work.
  • Impacted Requirements: Compliance with federal program requirements regarding certified payroll reports and prevailing wage verification.
  • Recommended Follow-Up: Establish a policy to ensure certified payroll reports are obtained for future federally funded construction projects.

Finding Text

Identification of the federal program: AL 84.424, Elementary and Secondary School Emergency Relief Fund (ESSER), US Department of Education, Award Year: July 1, 2022 – June 30, 2023, Compliance Requirement: N – Special Tests and Provisions (Construction of Assets); Type of Finding: Significant Deficiency in Internal Control over Compliance. Criteria: Management is responsible for the design, implementation, and maintenance of internal control relevant compliance with federal programs. Condition: The District did not implement an effective internal control over compliance sufficient to ensure compliance with the requirement to obtain certified payroll reports for work performed using ESSER program funding. Context: While certified payroll reports were not obtained, the District did comply with related provisions, including the inclusion of the contract provision to pay prevailing wage rates contained in the contract with the contractor. Cause: We are unsure of the cause, but it appears the District was unaware of the requirement to obtain certified payroll reports and thus did not implement an internal control to ensure compliance. Effect: The District did not confirm that the contractor who performed the work paid its workers the prevailing wage as required. Recommendation: We recommend the District implement policy for any upcoming real property construction to be funded using federal programs to ensure that prevailing wage requirements are monitored by use of obtaining certified payroll reports. Views of Responsible Officials: The District agrees with this finding and will adopt policies relating to construction projects with federal funds.

Corrective Action Plan

Action: Ensure Federal Programs are Complaint Timeline: Complete by 7/1/2024 – The district will adopt policy relating to construction projects with federal funds

Categories

Special Tests & Provisions Significant Deficiency Equipment & Real Property Management Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $5.00M
10.553 School Breakfast Program $359,154
84.287 Twenty-First Century Community Learning Centers $263,602
10.665 Schools and Roads - Grants to States $179,393
10.555 National School Lunch Program $75,042
84.010 Title I Grants to Local Educational Agencies $71,640
84.365 English Language Acquisition State Grants $64,826
84.424 Student Support and Academic Enrichment Program $63,950
10.559 Summer Food Service Program for Children $60,867
84.060 Indian Education_grants to Local Educational Agencies $57,789
84.367 Improving Teacher Quality State Grants $52,080
84.027 Special Education_grants to States $39,600
32.009 Emergency Connectivity Fund Program $34,620
10.558 Child and Adult Care Food Program $21,516
84.013 Title I State Agency Program for Neglected and Delinquent Children and Youth $14,566
84.173 Special Education_preschool Grants $3,383