Finding 36372 (2022-002)

Material Weakness
Requirement
P
Questioned Costs
$1
Year
2022
Accepted
2023-09-19

AI Summary

  • Core Issue: Indirect costs were incorrectly calculated on the entire subaward amount instead of just the first $25,000, leading to questioned costs of $50,148.
  • Impacted Requirements: This finding violates 2 CFR 200.414(f), which specifies the proper calculation of indirect costs.
  • Recommended Follow-Up: The Foundation should attend training and review federal requirements to ensure compliance with indirect cost regulations.

Finding Text

2022 ? 002 Federal Agency: Department of Health and Human Services Federal Program Name: Immunization Research, Demonstration, Public Information and Education, Training and Clinical Skills Improvement Projects Assistance Listing Number: 93.185 Pass-Through Agency: Michigan State University Award Period: July 31, 2021 ? July 30, 2023 Type of Finding: ? Material Weakness in Internal Control over Compliance ? Material Noncompliance (Modified Opinion) Criteria or specific requirement: 2 CFR 200.414(f) states that organizations may elect to charge a de minimis rate of 10% of modified total direct costs (MTDC) which may be used indefinitely. Modified Total Direct Cost (MTDC) is defined as all direct salaries and wages, applicable fringe benefits, materials and supplies, services, travel, and up to the first $25,000 of each subaward (regardless of the period of performance of the subawards under the award). Condition: Indirect costs were calculated on the full subaward amount, not just the first $25,000. Questioned costs: $50,148 Context: We recalculated the total indirect costs that were billed to the grant, and noted that the 10% indirect cost rate was applied to all subawards, not just the first $25,000 awarded. Cause: Management was not aware of this requirement. Effect: Costs were reimbursed to the Foundation from federal funds related to indirect costs that were not eligible. Recommendation: We recommend the Foundation attend training, review federal requirements, and fully understand the requirements over indirect costs. Views of responsible officials: There is no disagreement with the audit finding. See the Corrective Action Plan for further details.

Corrective Action Plan

Department of Health and Human Services 2022-002 Immunization Research, Demonstration, Public Information and Education, Training and Clinical Skills Improvement Projects - Assistance Listing No. 93.185 Recommendation: We recommend the Foundation attend training, review federal requirements, and fully understand the requirements over indirect costs Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: CFGF will engage with external firm to assist with fully understanding requirements related to indirect costs and federal requirements. CFGF will also work with external firm to assist in the identification and selection of additional training opportunities for staff who work on federal programs. Name(s) of the contact person(s) responsible for corrective action: Brett Hunkins Planned completion date for corrective action plan: December 31, 2023

Categories

Questioned Costs Subrecipient Monitoring Allowable Costs / Cost Principles Material Weakness Period of Performance Internal Control / Segregation of Duties

Other Findings in this Audit

  • 36373 2022-003
    Material Weakness
  • 612814 2022-002
    Material Weakness
  • 612815 2022-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.185 Immunization Research, Demonstration, Public Information and Education_training and Clinical Skills Improvement Projects $883,309