Finding 36039 (2022-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-11-15
Audit: 33962
Organization: Parnassus Preparatory School (MN)

AI Summary

  • Core Issue: Parnassus Preparatory School failed to verify free and reduced price meal applications by the required deadline due to a lack of internal controls.
  • Impacted Requirements: The school did not comply with 7 CFR section 245.6a and 2 CFR section 200.303 regarding verification and internal controls.
  • Recommended Follow-Up: Implement robust controls to ensure annual verification is completed by November 15th, regardless of staff changes.

Finding Text

2022-001 ? Lack of Verification of Free and Reduced Price Applications (NSLP) and Lack of Adequate Internal Controls over Verification of Free and Reduced Price Applications (NSLP) Criteria: The 7 CFR section 245.6a ? Verification Requirements requires that by November 15th of each school year, the local educational agency (LEA) must verify current free and reduced price eligibility of participating households. This is accomplished by selecting a sample of applications that are approved for free and reduced price meals. The sample size is based on the total number of approved applications on file as of October 1st. The 2 CFR section 200.303 requires that non-federal entities receiving federal awards establish and maintain effective internal controls that provide reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. These internal controls should be compliant with guidance in ?Standards for Internal Control in the Federal Government? issued by the Comptroller General of the United States or the ?Internal Control Integrated Framework? issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Condition: Parnassus Preparatory School did not select a sample of applications approved for free and reduced price meals as of October 1st, 2021 to verify eligibility for the program. The School did not have internal controls in place to ensure the verification process was performed by November 15th, 2021. Cause: In prior years, the School had controls in place for a member of the administrative team to perform an annual verification of free and reduced price eligibility by November 15th of each year. Based on inquiries with School management, this control was not in place during fiscal year 2022 due to staff turnover. Effect: By not performing the annual verification of free and reduced price applications and not having proper internal controls to ensure the annual verification process was performed, there is a risk that households may be approved for free and reduced price meals without meeting the proper eligibility requirements. Questioned Costs: None. Repeat Finding of Immediate Prior Year: No. Recommendation: We recommend that controls be implemented to ensure an annual verification of free and reduced price applications is completed by November 15th, even in the circumstances of staff turnover.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Action: Management agrees with this finding. As noted, a turnover in staff happened right at the time when the verification for FY22 was due and the new staff member did not realize the required verification had not occurred. The School followed proper procedures each year prior to FY22. The School identified the FY22 error at the beginning of the 2022-2023 school year prior to the audit. Immediate action was taken to ensure this error would not reoccur in the future when the School experienced a staffing change. In so doing, the School implemented a step-by-step tutorial of procedures, including reporting dates and deadlines. Necessary staff members have attended, and will continue to attend, training for items related to the application of Educational Benefits. The verification process was checked by a supervisor to ensure proper processes were followed for the 2022-2023 school year and they were.

Categories

Eligibility School Nutrition Programs Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 612481 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $570,303
84.425 Covid-19 Education Stabilization Fund - American Rescue Plan - Elementary and Secondary School Emergency Relief Fund $329,786
84.425 Covid-19 Education Stabilization Fund - Elementary and Secondary School Emergency Relief Fund $327,728
84.027 Special Education_grants to States $278,711
10.553 School Breakfast Program $254,003
84.010 Title I Grants to Local Educational Agencies $144,358
93.323 Covid-19 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $63,108
21.027 Covid-19 Coronavirus State and Local Fiscal Recovery Funds $39,323
84.367 Supporting Effective Instruction State Grants $30,112
84.365 English Language Acquisition State Grants $17,333
84.424 Student Support and Academic Enrichment Program $12,845
21.019 Covid-19 Coronavirus Relief Fund $2,368