Finding 35957 (2022-003)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-02-15

AI Summary

  • Core Issue: The University improperly awarded a student $6,500 in unsubsidized Stafford loans, exceeding the allowable aggregate limit.
  • Impacted Requirements: Compliance with 34 CFR 685.203, which sets annual and aggregate loan limits for Direct Loans.
  • Recommended Follow-Up: The University should review and improve its loan awarding procedures to ensure compliance with federal limits.

Finding Text

Federal agency: U.S. Department of Education Federal program title: Student Financial Assistance Cluster Assistance Listing Number: 84.268 ? Federal Direct Student Loans Award Period: September 1, 2021 through August 31, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 685.203 specifies the annual and aggregate loan limits the Institutions may not exceed for an academic year of study under the Direct Loan program. Condition: During our testing, we noted one out of the 40 students tested for eligibility were not properly awarded unsubsidized Stafford loans. Questioned Costs: None. Context: Student was awarded a combined subsidized and unsubsidized aggregate amount of $230,500, which is more than the aggregate limits per the student financial handbook of $224,000. Cause: The University's internal controls did not identify the errors for compliance with the criteria mentioned above. Effect: The University awarded $6,500 of unsubsidized Stafford loans for which the student is not eligible. Repeat Finding: No Recommendation: We recommend that the University review their awarding procedures and implement procedures to ensure the Stafford loans are awarded within the annual and aggregate limits. Views of Responsible Officials: Please refer to the attached corrective action plan.

Corrective Action Plan

Upon discovery of the over award, funds were returned for the student immediately. Moving forward, the Financial Aid team will implement a review process at the beginning of each term that will identify students nearing aggregate loan limits to ensure students are not over awarded.

Categories

Student Financial Aid Eligibility Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 35950 2022-001
    Significant Deficiency Repeat
  • 35951 2022-002
    Significant Deficiency Repeat
  • 35952 2022-004
    Significant Deficiency
  • 35953 2022-001
    Significant Deficiency Repeat
  • 35954 2022-002
    Significant Deficiency Repeat
  • 35955 2022-001
    Significant Deficiency Repeat
  • 35956 2022-002
    Significant Deficiency Repeat
  • 35958 2022-004
    Significant Deficiency
  • 612392 2022-001
    Significant Deficiency Repeat
  • 612393 2022-002
    Significant Deficiency Repeat
  • 612394 2022-004
    Significant Deficiency
  • 612395 2022-001
    Significant Deficiency Repeat
  • 612396 2022-002
    Significant Deficiency Repeat
  • 612397 2022-001
    Significant Deficiency Repeat
  • 612398 2022-002
    Significant Deficiency Repeat
  • 612399 2022-003
    Significant Deficiency
  • 612400 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Loan Program $48.46M
84.425 Covid-19 Heerf - Institutional $1.37M
84.063 Federal Pell Grant Program $343,017
84.033 Federal Work Study Program $305,504
16.710 Public Safety Partnership and Community Policing Grants $165,021
97.036 Covid-19 Disaster Recovery $55,102
93.213 Research and Training in Complementary and Alternative Medicine $38,970