Finding 3501 (2022-004)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-12-06

AI Summary

  • Core Issue: The County submitted an inaccurate Project and Expenditure Report for COVID-19 funds, reporting only $26,646 instead of the actual $818,089 in expenditures.
  • Impacted Requirements: Compliance with Title 2 U.S. Code of Federal Regulations Part 200, which mandates accurate financial reporting for federal awards.
  • Recommended Follow-up: Implement internal controls for accurate reporting and reconcile expenditures with accounting records; include omitted expenditures in the next report due April 2024.

Finding Text

Federal Grantor: U.S. Department of Treasury Pass-through Grantor: n/a Federal Assistance Listing No.: 21.027 Program Title: COVID-19 Coronavirus State and Local Fiscal Recovery Funds Award Year: 2022 Compliance Requirement: Reporting Known Questioned Costs: n/a Criteria: Title 2 U.S. Code of Federal Regulations Part 200 requires recipients of Federal awards to comply with laws, regulations, and provisions of contract or grant agreements related to each of its Federal programs. Participants in the COVID-19 Coronavirus State and Local Fiscal Recovery Funds program were required to complete financial, performance, and compliance reporting as outlined in Part 2 of the SLFRF Compliance and Reporting Guide, issued by the U.S. Department of the Treasury. The County was required to appropriately maintain accounting records for compiling and reporting accurate, compliant financial data, in accordance with appropriate accounting standards and principles. Condition: The County elected to obligate the entire COVID-19 Coronavirus State and Local Fiscal Recovery Funds grant award of $6,951,594 for the provision of government services in accordance with the $10 million standard allowance exemption as outlined in the 2022 Final Rule guidance; the standard allowance provision allows a recipient to reimburse itself for eligible past expenditures incurred on or after March 3, 2021 through the date of the standard allowance election. A reimbursement is a transaction in the fiscal year in which the Commission authorized the reimbursement. For reporting purposes, the COVID-19 Coronavirus State and Local Fiscal Recovery Funds are considered obligated and expended on the date that the Commission authorized the reimbursement of the specific prior expenditure(s). Accordingly, the County elected to reimburse $804,077 of salaries and wages incurred between the period of March 3, 2021 and March 7, 2022 for which a transfer of cash between the COVID-19 Fund and the Emergency Reserve Fund was executed on March 7, 2022. This expenditure was not included in the total expenditures reported in the Project and Expenditure Report due on April 30, 2022. Cause: Oversight. Effect: The Project and Expenditure Report due by April 30, 2022, which covered the period of March 3, 2021 - March 31, 2022, was submitted with inaccurate expenditures. Total expenditures reported under the County's revenue replacement category for the covered period totaled $26,646, however, the County's underlying accounting records supported total expenditures for the covered period of $818,089. Recommendation: We recommend that the County implement internal controls to ensure that the Project and Expenditure reports completely and accurately state the cumulative expenditures and current period expenditures of funds expended under the COVID-19 Coronavirus State and Local Fiscal Recovery Funds including performing a reconciliation between the reporting to be submitted and the underlying accounting records. Additionally, the County should include the omitted expenditures in the next Project and Expenditure Report submission using the procedures reflected in the U.S. Department of Treasury Project and Expenditure Report Guide, as applicable to the covered period being submitted. Management's Response: The clerk is preparing and reporting COVID-19 funds and will work with the supervisor and treasurer to ensure correct reporting in the future. To be implemented in the next reporting cycle April 2024.

Corrective Action Plan

The clerk is preparing and reporting COVID-19 funds and will work with the supervisor and treasurer to ensure correct reporting in the future. To be implemented in the next reporting cycle April 2024.

Categories

Reporting Internal Control / Segregation of Duties Cash Management

Other Findings in this Audit

  • 3500 2022-003
    Significant Deficiency
  • 579942 2022-003
    Significant Deficiency
  • 579943 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.51M
15.226 Payments in Lieu of Taxes $139,031
10.665 Schools and Roads - Grants to States $97,914
15.438 National Forest Acquired Lands $85,241
12.112 Payments to States in Lieu of Real Estate Taxes $62,770
20.205 Highway Planning and Construction $14,758
16.575 Crime Victim Assistance $10,629
90.404 2018 Hava Election Security Grants $6,462
97.042 Emergency Management Performance Grants $2,298