Finding 34535 (2022-002)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
$1
Year
2022
Accepted
2023-09-27

AI Summary

  • Core Issue: Management disbursed $36,691 to a related party beyond what is allowed by the Regulatory Agreement.
  • Impacted Requirements: The Regulatory Agreement prohibits unauthorized cash distributions, which could lead to operational funding issues.
  • Recommended Follow-Up: Enhance internal controls for related-party payments and ensure the return of over-disbursed funds to the Organization.

Finding Text

Finding No. 2022-002: Cash Disbursements (Material Weakness) Statement of condition Allowable costs Activities allowed or unallowed During the year ended June 30, 2022, management disbursed funds of $36,691 to a related party in excess of amounts allowed by the Regulatory Agreement. Criteria The Regulatory Agreement prohibits the distribution of cash or assets other than as approved by HUD. Cause Review procedures were insufficient to ensure that the amounts disbursed to related parties were within the amounts allowed per the Regulatory Agreement. Effect The Organization could have insufficient funds to operate the project and the surplus cash computation, which determines the repayment of a note payable, could be inaccurate without the restoration of the funds to the operating cash held by the Organization. Recommendation Management should revisit and enhance its internal control and review procedures regarding relatedparty payment calculations to ensure funds are not over-disbursed in the future. Management should also ensure the funds are returned to the Organization. Identification of repeat finding The finding is a repeat of Finding No. 2021-002. Auditor non-compliance code H - Unauthorized distribution of project assets Questioned costs $36,691 Finding resolution status In process Reporting views of responsible officials and planned corrective actions Management has put in place controls and procedures to ensure that funds are not over-disbursed in the future. Management will return the funds to the HUD entity.

Corrective Action Plan

Reporting views of responsible officials and planned corrective actions Management has put in place controls and procedures to ensure that funds are not over-disbursed in the future. Management will return the funds to the HUD entity.

Categories

Questioned Costs Allowable Costs / Cost Principles HUD Housing Programs Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 34530 2022-006
    Material Weakness Repeat
  • 34531 2022-007
    Material Weakness Repeat
  • 34532 2022-008
    Significant Deficiency Repeat
  • 34533 2022-009
    Significant Deficiency Repeat
  • 34534 2022-001
    Material Weakness Repeat
  • 34536 2022-003
    Material Weakness Repeat
  • 34537 2022-004
    Material Weakness
  • 34538 2022-005
    Material Weakness Repeat
  • 34539 2022-006
    Material Weakness Repeat
  • 34540 2022-007
    Material Weakness Repeat
  • 34541 2022-008
    Significant Deficiency Repeat
  • 34542 2022-009
    Significant Deficiency Repeat
  • 36505 2022-001
    Material Weakness Repeat
  • 36506 2022-002
    Material Weakness Repeat
  • 36507 2022-003
    Material Weakness Repeat
  • 36508 2022-004
    Material Weakness
  • 36509 2022-005
    Material Weakness Repeat
  • 36510 2022-006
    Material Weakness Repeat
  • 36511 2022-007
    Material Weakness Repeat
  • 36512 2022-008
    Significant Deficiency Repeat
  • 36513 2022-009
    Significant Deficiency Repeat
  • 36514 2022-001
    Material Weakness Repeat
  • 36515 2022-002
    Material Weakness Repeat
  • 36516 2022-003
    Material Weakness Repeat
  • 36517 2022-004
    Material Weakness
  • 36518 2022-005
    Material Weakness Repeat
  • 610972 2022-006
    Material Weakness Repeat
  • 610973 2022-007
    Material Weakness Repeat
  • 610974 2022-008
    Significant Deficiency Repeat
  • 610975 2022-009
    Significant Deficiency Repeat
  • 610976 2022-001
    Material Weakness Repeat
  • 610977 2022-002
    Material Weakness Repeat
  • 610978 2022-003
    Material Weakness Repeat
  • 610979 2022-004
    Material Weakness
  • 610980 2022-005
    Material Weakness Repeat
  • 610981 2022-006
    Material Weakness Repeat
  • 610982 2022-007
    Material Weakness Repeat
  • 610983 2022-008
    Significant Deficiency Repeat
  • 610984 2022-009
    Significant Deficiency Repeat
  • 612947 2022-001
    Material Weakness Repeat
  • 612948 2022-002
    Material Weakness Repeat
  • 612949 2022-003
    Material Weakness Repeat
  • 612950 2022-004
    Material Weakness
  • 612951 2022-005
    Material Weakness Repeat
  • 612952 2022-006
    Material Weakness Repeat
  • 612953 2022-007
    Material Weakness Repeat
  • 612954 2022-008
    Significant Deficiency Repeat
  • 612955 2022-009
    Significant Deficiency Repeat
  • 612956 2022-001
    Material Weakness Repeat
  • 612957 2022-002
    Material Weakness Repeat
  • 612958 2022-003
    Material Weakness Repeat
  • 612959 2022-004
    Material Weakness
  • 612960 2022-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $4,400