Finding 34100 (2022-002)

Significant Deficiency
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2022-11-30
Audit: 33649
Organization: Marlboro County School District (SC)

AI Summary

  • Core Issue: The District drew down grant funds before actual expenditures, violating reimbursement requirements.
  • Impacted Requirements: Non-compliance with the Uniform Guidance (2 CFR section 200.305(b)(3)) regarding timely return of unspent funds.
  • Recommended Follow-Up: Finance and management should review and update the Cash Management Policy to ensure compliance with federal guidelines.

Finding Text

Criteria: The federal program noted above is a reimbursement-based grant. As required by the Uniform Guidance (2 CFR section 200.305(b)(3)), when non-federal entities are funded under the reimbursement method, the District is required to pay for the costs for which reimbursement is requested prior to the date of the reimbursement request. Condition and Context: Internal controls were not sufficient to ensure unspent funds were returned in a timely fashion, resulting in the District drawing down grant funds before expenditures had been occurred. Effect of Condition: The District?s system of internal control did not identify the issue noted above and as a result the District did not comply with the requirements. Cause: A lack of oversight by personnel over the federal program led to noncompliance with the requirement of Uniform Guidance as it pertains to the Cash Management Policy and in returning approximately $35,000 in unspent funds in a timely fashion. Questioned Costs: None Recommendation: Finance and management should be familiar with all aspects of the Cash Management Policy and ensure that it meets the requirements of the Uniform Guidance. View of Responsible Officials and Planned Corrective Action: The District agrees with the finding and management will take necessary steps to adopt a cash management policy that meets all the requirements.

Corrective Action Plan

The District concurs with finding and recommendation. Marlboro County School District's Board of Trustees approved the Cash Management Policy that addresses the timing and frequency of requests for grant cash reimbursements; however, the policy will include additional information regarding obligating, liquidating, and reimbursing federal funds awarded by the US Department of Education in the G5 portal.

Categories

Cash Management Internal Control / Segregation of Duties Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 610542 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $7.01M
84.027 Special Education_grants to States $1.20M
84.374 Teacher Incentive Fund $833,478
10.553 School Breakfast Program $600,128
84.414 Graduate Research Opportunities for Minority Students (minorities and Retirement Security Program) $241,884
84.367 Improving Teacher Quality State Grants $220,931
10.555 National School Lunch Program $184,977
84.048 Career and Technical Education -- Basic Grants to States $111,217
84.010 Title I Grants to Local Educational Agencies $109,696
84.002 Adult Education - Basic Grants to States $79,788
84.358 Rural Education $78,066
84.173 Special Education_preschool Grants $67,522
12.000 Army Rotc $51,817
84.411 Investing in Innovation (i3) Fund $15,075