Finding 33546 (2022-002)

Significant Deficiency Repeat Finding
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-09-20
Audit: 33844
Organization: Curry County, Oregon (OR)
Auditor: Mossadams LLP

AI Summary

  • Core Issue: The County's procurement policy is outdated, last updated in 2008, and does not meet current federal standards.
  • Impacted Requirements: Compliance with 2 CFR 200.318 and related procurement standards (200.317-200.327) is at risk due to the outdated policy.
  • Recommended Follow-Up: Ensure the updated procurement policy is documented and internal controls are in place to maintain compliance.

Finding Text

Identification of the federal program: ALN 21.027 COVID-19 Coronavirus State and Local Fiscal Recovery Fund Criteria or specific requirement: Per 2 CFR 200.318, non-Federal entities must have and use documented procurement procedures, consistent with state, local, and tribal laws and regulations and the standards of this section, for the acquisition of property or services required under a Federal award or subaward. The non-Federal entity's documented procurement procedures must conform to the procurement standards identified in ?? 200.317 through 200.327. Condition/Context: The County has not updated their procurement policy since 2008 and the policy in place does not conform to the procurement standards identified in ?? 200.317 through 200.327. Although no instances of noncompliance were noted, we believe there is risk of noncompliance as a result of the outdated procurement policy. Cause: Lack of staffing and turnover in the legal department and finance department resulted in delays in implementing a new procurement policy. Effect: Potential noncompliance with procurement and suspension and debarment. Repeated finding: Yes, prior year 2021-004 Questioned costs: None. Recommendation: We recommend the County update their procurement policy to document procurement procedures that conform to the procurement standards identified in ?? 200.317 through 200.327 and establish internal controls to ensure the procurement policy is followed. Views of responsible officials: Curry County updated its procurement policy January 2023 to conform with procurement standards and establish internal controls.

Corrective Action Plan

Finding Number 2022-001 Planned Corrective Action The county administration wholeheartedly agrees that the finance staff should receive government specific accounting training. Finance department personnel will attend Government Finance Officers Association (GFOA) as provided by the Oregon chapter of GFOA. Finance personnel will also attend the annual Caselle user?s conference. Additionally, when GASB specific training is offered, Curry County personnel will attend as workshops become available. Anticipated Completion Date December 31, 2023 Responsible Contact Person Frank Jerome, Finance Director Finding Number 2022-002 Planned Corrective Action Curry County updated its procurement policy January 2023 to conform with procurement standards and establish internal controls. Anticipated Completion Date January 1, 2023. Responsible Contract Person. Anthony Pope, County Counsel.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 609988 2022-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.05M
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $107,050
15.227 Distribution of Receipts to State and Local Governments $75,342
16.575 Crime Victim Assistance $69,240
20.509 Formula Grants for Rural Areas and Tribal Transit Program $68,745
39.002 Disposal of Federal Surplus Real Property $60,794
97.042 Emergency Management Performance Grants $52,213
90.404 2018 Hava Election Security Grants $140