Finding 33142 (2022-001)

Significant Deficiency Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2022-12-21
Audit: 29145
Organization: Rannie Webster Foundation (NH)
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Rannie Webster Foundation has a significant deficiency in internal controls over financial reporting, relying heavily on Wipfli LLP for financial statement preparation.
  • Impacted Requirements: The foundation's financial statements and disclosures may lack completeness and accuracy, affecting compliance with generally accepted accounting principles.
  • Recommended Follow-up: Management should enhance oversight by continuing to review and approve financial statements and disclosures, ensuring they understand the associated risks.

Finding Text

Criteria: Management is responsible for establishing and maintaining internal controls and for the fair presentation of the financial statements including the related disclosures, in conformity with generally accepted accounting principles. This is a repeat finding and was reported as finding 2021-001 in the prior year. Condition: Rannie Webster Foundation?s internal control over financial reporting does not end at the general ledger but extends to the financial statements and notes. As part of our professional services for the year ending August 31, 2022, Wipfli LLP assisted in drafting the financial statements and notes. It is the responsibility of management and those charged with governance to make the decision whether to accept the degree of risk associated with this condition because of cost or other considerations. Because Rannie Webster Foundation relies on Wipfli LLP to provide the necessary understanding of current accounting and disclosure principles in the preparation of the financial statements and notes, a significant deficiency exists in Rannie Webster Foundation?s internal controls. Cause: Rannie Webster Foundation relies on the audit firm to prepare the annual financial statements and related footnote disclosures. However, they have reviewed and approved the annual financial statements and the related footnote disclosures. Effects or Potential Effects: The completeness of the financial statement disclosures and the accuracy of the overall financial presentation is negatively impacted as external auditors do not have the same comprehensive understanding of Rannie Webster Foundation as its internal staff. Auditor?s Recommendation: Management should continue to review and approve the annual financial statements and the related footnote disclosures. View of responsible officials: Rannie Webster Foundation does not have the resources and staff to prepare the financial statements and notes but will continue to oversee the auditor?s services and review and approve the financial statements and notes.

Corrective Action Plan

Recommendation: Management and those charged with governance continue to evaluate whether to accept the degree of risk associated with not having staff with the capability to prepare complete financial statement notes. Corrective Action Plan: Rannie Webster Foundation does not have the resources and staff to prepare the financial statements and notes but will continue to oversee the auditor?s services and review and approve the financial statements and notes.

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 33143 2022-002
    Significant Deficiency Repeat
  • 33144 2022-003
    Significant Deficiency
  • 609584 2022-001
    Significant Deficiency Repeat
  • 609585 2022-002
    Significant Deficiency Repeat
  • 609586 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.129 Mortgage Insurance_nursing Homes, Intermediate Care Facilities, Board and Care Homes and Assisted Living Facilities $16.26M
93.498 Provider Relief Fund $150,314